Compliance Assistant Jobs
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Search results - Compliance Assistant Jobs
LR Legal Recruitment-London
Job Description
VIEW FULL JOB DESCRIPTION: Compliance Assistant | Prestigious Law Firm | Wimbledon (SW19) | up to £30k | office-based
A prestigious law firm is seeking a detail-oriented and experienced Compliance Assistant to join their compliance...
Guildford
Compliance Assistant (Prestigious Law Firm)
up to £30k
Guildford (GU1) | office-based
A prestigious law firm is seeking a detail-oriented and experienced Compliance Assistant to join their compliance team. This is an exciting opportunity...
cv-library.co.uk -
Natixis Investment Managers-London
we could make to the application process to make it easier and more comfortable for you at HRUK@natixis.com.
What are we looking for?
We currently have an open position for a Graduate within our UK Compliance team. This role will provide you...
1 similar job: City of London
Warrington
Our client based in Warrington requires a Compliance Assistant/Administrator to join their existing team. Required to assist Financial Planners and Investment Managers where you’ll play a vital role in supporting compliance and onboarding, carrying...
cv-library.co.uk -
Foresters Financial-Bromley
Are you looking to build a career and develop your expertise in regulatory compliance? We’re looking for a motivated and detail-oriented individual to join our Compliance team.
As one of our Compliance Officers you will be providing guidance...
networxrecruitment.com -
Tailor Made Resources-Maidstone
team, gaining the opportunity to learn, train and develop technical compliance knowledge to begin a successful career within the industry.
The position of Technical Compliance Assistant / Coordinator will work closely with the Senior Technical...
Ideal Personnel & Recruitment Solutions Limited-Milton Keynes
Job Description
Our well-respected and established client is seeking a talented, friendly and enthusiastic individual to join their firm as a Compliance Assistant. This role is a part-time position, working 3 days a week in the office./n/nIf you...
1 similar job: Cambridge
Paradigm Housing-High Wycombe
Join a purpose driven team making a real difference in housing compliance & building safety!
Are you organised, detail focused, and passionate about providing outstanding service? We're looking for a Compliance Admin Support Assistant to join our...
Bedford
Our well-respected and established client is seeking a talented, friendly and enthusiastic individual to join their firm as a Compliance Assistant. This role is a part-time position, working 3 days a week in the office.
If you have previous...
cv-library.co.uk -
Taylor James Resourcing-London
duncan@taylorjamesresourcing.com
Ref: db0374723
We are seeking a candidate with 12 months Compliance / Trade Monitoring Surveillance experience to join a Trading Surveillance team.
The main responsibilities include:
• Assisting in market surveillance and monitoring processes...
appcast.io -
Lipson Lloyd-Jones-London
requirements, assisting with regulatory engagement,Drafting and updating firm policies
Auditing files for compliance with regulatory requirements, assisting with COLP internal investigations
Advising on complex conflict matters, drafting and updating client...
Allied World-London
Job Description - VP, Assistant General Counsel, Global Markets Legal & Compliance Group (2500001J)
Allied World Assurance Company Holdings, AG, is a global provider of property, casualty, and specialty insurance and reinsurance solutions...
appcast.io -
Larbey Evans Ltd-City of London
Liaising with colleagues in all the firm’s offices to provide an excellent level of professional service for internal clients.
• Assisting AML team leadership in preparing for internal and regulator-led AML audits.
• Providing general compliance support...
Lipson Lloyd-Jones-London
with regulatory requirements.
• Matter Maintenance: ensuring that matter information is kept accurate and up-to-date.
• Compliance reporting, assisting in the production of spreadsheets to monitor client and matter inception process status. Help run weekly...
Larbey Evans Ltd-City of London
in the office / 2 days remote)
• 9:30am – 5:30pm
/n
AML Compliance Analyst Key Responsibilities:
/n
• Researching and preparing client due diligence (CDD) packs for new clients
• Assisting AML team members in preparing for internal and external AML audits...
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