Compliance Auditor Jobs in London
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Search results - Compliance Auditor Jobs in London
Harvey John-London
impact within a high-performing Internal Audit team.
You will play a key role in delivering operational, financial, and compliance audits across the EMEA region, working both independently and collaboratively. You’ll support the shaping of the annual...
BDO UK-London
or equivalent level to join the function's Leadership Team (LT). We are looking for a talented, high performing and ambitious individual to oversee and manage our compliance and regulatory reporting activities. This role reports to the Director - Audit Learning...
DRW-London
the compliance officers use to monitor and inspect all the firms trade activity.
The Inquiry and Audit (IA) is a sub-stream within UP – Compliance, responsible for tackling all the urgent and high-priority requests across all UP – Compliance systems. It involves...
BNY-London
of Vice President (VP) Internal Auditor to join our Compliance and Financial Crimes team in Internal Audit. This role is located in Manchester – (4 days in office).
In this role, you'll make an impact in the following ways:
• Participate in delivering audit, risk...
jmmst.com -
TRYBE-London
compliance topics.
• Stay updated on relevant standards, regulations, and emerging threats.
Required Skills & Experience
• Proven experience managing an ISO 27001 ISMS end-to-end.
• ISO 27001 Lead Implementer, Lead Auditor, or equivalent training...
Deckers Brands-London
to the Manager, Internal Audit, EMEA Region, and assists with operational, financial, and compliance audits.
The ideal candidate will possess extensive experience, knowledge, and skills in operational, financial, and compliance auditing, and will be comfortable...
Maven Securities-London
reviews and support internal or external audit activity for ongoing compliance.
Automation, Technology Liaison & MI Production: Collaborate effectively with technology teams to identify requirements and support the delivery of automated solutions...
Broster Buchanan-London
Field Based Internal Audit
What you'll be doing
• Planning and carrying out internal operational audits across the Group
• Reviewing processes and controls to assess their effectiveness and compliance
• Preparing clear audit reports...
Schroders-London
The Portfolio Compliance Oversight Team, based in London, is the team responsible for Ongoing compliance monitoring, implementation and maintenance of Investment Restrictions, ensuring effective pre and post trade mandate restriction controls...
Velocity Talent Ltd-London
Job Description
Location: London / Greater London / Home-based with regular travel
Reports To: Certification Manager / Head of Audit and Compliance
Department: Information Security Certification
About Us
We are a UKAS-accredited certification...
Maven Securities-London
reviews and support internal or external audit activity for ongoing compliance.
Automation, Technology Liaison & MI Production: Collaborate effectively with technology teams to identify requirements and support the delivery of automated solutions...
G2 Legal Limited-London
audit, risk, or operational control.
You will ideally bring:
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• Experience in a regulated financial services environment in one or more of the following areas: client administration, compliance, audit, risk, or operational control
• A solid...
Alexander Steele Recruitment-London
of compliance, ensuring full adherence to UK/EU legislation, customer requirements and third-party audit standards, while driving continuous improvement across the business.
This role has been introduced to strengthen the business’s technical and compliance...
Bluetownonline-London
applicants who meet the minimum criteria will be shortlisted for interview.
Education through a Christian Community.
Candidates with the experience or relevant job titles of; Compliance Officer, Quality Administrator, Quality Assurance, Audit Administrator...
Intec Select-London
regulatory and audit requirements (KYC, CDD, CRR) into actionable technical logic.
• Managing integrations with third-party data sources (PEP lists, sanctions vendors, screenings).
• Acting as a technical intermediary between compliance stakeholders...
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