Financial Conduct Authority Jobs in Cardiff
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Search results - Financial Conduct Authority Jobs in Cardiff
Cardiff
advice.
• Present advice through written reports, and explaining technical information in an accurate, compliant, and customer:focused manner in line with Financial Conduct Authority (FCA) principles.
• Observe and assess WM's in their ability...
tiptopjob.com -
Future Publishing-Cardiff
community teams’ hard work making sure each team member is treated equally. We only collaborate with organisations we can rely on, so we’ve built up a huge network of trusted partners. We're also authorised and regulated by the Financial Conduct Authority...
workable.com -
Emponics-Bristol, 26 mi from Cardiff
Appointed Representative status, they shoulder the burden of compliance ( of being Directly Authorised by the Financial Conduct Authority (FCA) ) so their customers can concentrate on running their day to day businesses .
Purpose of the role:
Our client...
West Somerset Citizens Advice-Minehead, 25 mi from Cardiff
of the role
To deliver advice by telephone and face to face to residents of the area that used to be called West Somerset providing comprehensive and full range of money/debt advice in line with Financial Conduct Authority regulation and Debt Advice Quality...
dwp.gov.uk -
London & Country Mortgages-Bath, 36 mi from Cardiff
a compliant deal that really works for the customer.
FCA Certification Regime & Conduct Rules
L&C is regulated by the Financial Conduct Authority (FCA) and is classified as an “Enhanced Firm” under the Senior Managers and Certification Regime (SM&CR...
Co-op Group-Newport, 9 mi from Cardiff
FCA regulation - we'll provide you with all the training you need to become a 'certified colleague'.
To make sure you're eligible to advise clients on 'pre-need' funeral plans as a 'certified colleague', we'll perform FCA (Financial Conduct Authority...
dwp.gov.uk -
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