Financial Conduct Authority Jobs in London
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Search results - Financial Conduct Authority Jobs in London
Financial Conduct Authority-London
Private Secretary to Chief Operating Officer
Below covers everything you need to know about what this opportunity entails, as well as what is expected from applicants.
Division – Operations
Department – COO’s Office
Salary – London £73,700 to...
joblookup.com -
Zental-London
and regulated by the Financial Conduct Authority 825222.
All registered in England & Wales. Registered Address: 24 Old Bond Street, Mayfair, London, Middlesex, W1S 4AP.
Where required by law, loans will be regulated by the Financial Conduct Authority...
appcast.io -
London
and special projects
Keeping up-to-date with relevant regulations and legislation
Complying with Financial Conduct Authority (FCA) guidelines and compliance procedures
Handling client matters openly, honestly, and with integrity
Role Requirements
Successful...
cv-library.co.uk -
BMO-London
through processes and technology.
Skills:
• Highly developed organisational skills with the ability to work independently.
• Good exposure to UK Financial Conduct Authority (FCA) regulatory requirements impacting Capital Markets activities.
• Excellent...
mindmatch.ai -
ARTEMIS RECRUITMENT CONSULTANTS LIMITED-London
the client and special projects
• keep up to date with all relevant regulations, legislation, policies and procedures relevant to the role
• adhere to compliance procedures and comply with the regulations of the Financial Conduct Authority (FCA)
• adopt...
Clear IT Recruitment-London
with the requirements for the disposal of land and the Charities Act 2011.
• To deal with charitable duties for both exempt and registered charities; provisions of the Co-operative and Community Benefit Societies Act 2014 and registration with the Financial Conduct...
Nickel Digital Asset Management-London
we are looking for a leader to drive operational excellence and support the next phase of our growth.
About Us:
• A highly successful hedge fund trading digital assets.
• Authorised and regulated by the Financial Conduct Authority (FCA).
• Operates...
mindmatch.ai -
Co-op-London
provide you with all the training you need to become a ‘certified colleague’. To make sure you’re eligible to advise clients on ‘pre-need’ funeral plans as a ‘certified colleague’, we’ll perform FCA (Financial Conduct Authority) and financial integrity...
jmmst.com -
London & Country Mortgages-London
a compliant deal that really works for the customer.
FCA Certification Regime & Conduct Rules
L&C is regulated by the Financial Conduct Authority (FCA) and is classified as an “Enhanced Firm” under the Senior Managers and Certification Regime (SM&CR...
mindmatch.ai -
Plenitude Consulting-London
Plenitude is a niche Financial Crime Risk and Compliance Consultancy, appointed to the Financial Conduct Authority’s Skilled Persons panel for Financial Crime. Our focus is firmly on addressing the legal, regulatory, reputational, and social...
Optima Partners-London
but not limited to:
• Registering clients as regulated entities with the Financial Conduct Authority ("FCA") in the UK
• Developing and implementing compliance policies and procedures
• Preparing and maintaining employee certifications on behalf of clients...
joblookup.com -
FS Talent Group-London
understanding of the U.S. Securities and Exchange Commission (SEC), Financial Conduct Authority (FCA), and other regulatory authorities.
Key Responsibilities:
• Regulatory Compliance:
• Ensure compliance with U.S., European, UK, and Asia-Pacific regulations...
mindmatch.ai -
Tbwa Chiat/Day Inc-London
in the UK by the Financial Conduct Authority and in the Netherlands by De Nederlandsche Bank.
Modulr now has over 400 employees globally across offices in London, Edinburgh, Amsterdam and Mumbai.
Modulr values
• Build the extraordinary and go that extra...
joblookup.com -
SEI Investments (Europe) Ltd.-London
is authorised and regulated by the Financial Conduct Authority (FRN 191713).
#J-18808-Ljbffr
Remote working/work at home options are available for this role....
joblookup.com -
SEI Investments Company-London
enhanced family leave, volunteer days, access to thriving employee networks and not forgetting free fruit.
SEI Investments (Europe) Ltd (‘SIEL’) is authorised and regulated by the Financial Conduct Authority (FRN 191713).
#J-18808-Ljbffr...
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