Compliance Consultant (Field Based)
Reading
What’s on Offer? ??
- Base Salary: c.£50,000 + £6K Car Allowance
- Bonus: 7%
- Holidays: 28 Days Holiday + Bank Holidays (plus your birthday off)
- Private Medical Insurance
- Field Based role (mix of home/field)
- Pension: 7%
Our client, a highly successful firm operating in the Wealth Management space, are looking for a Compliance Consultant to assist in providing Compliance support to a list of directly authorised businesses.
Key Responsibilities:
The role of the Compliance Consultant will be to support the Compliance function in the delivery of the following requirements;- Prepare and deliver comprehensive and practical Compliance Support Services, support to clients need and objectives, to assist with the delivery of good customer outcomes.
- Produce and deliver reports and action plans including practical solutions to specific business needs for clients to enable them to develop, monitor and maintain compliance standards.
- Provide constructive feedback to assist with the review, development and maintenance of internal documentation to enable delivery of quality services.
- Develop and maintain effective and proactive working relationships with internal and external stakeholders.
- Maintain and develop own technical and regulatory knowledge.
- Take opportunities, both reactive and proactive to assist with the development of additional services and support for clients.
- Support negotiation of Contract Renewals and management of retention risk with internal and external stakeholders.
- Actively support and engage with business projects as required by the Regulatory Manager to meet client needs and business objectives.
- To undertake ad hoc projects and duties as and when required, to support the needs of the business or to achieve departmental objectives.
- Level 4 Diploma in Financial Planning or equivalent.
- J07 or equivalent qualification would be beneficial.
- Previous compliance experience in the Wealth Management space.
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