Compliance Assurance Manager, UK

Our current customer base includes big four accountancy firms as well as global banks.

We are looking for an experienced Compliance Assurance Manager to play a pivotal role as part of the compliance team, in driving operational excellence across the business. The ideal candidate will have a strong background in risk management and compliance, with a focus on implementing and optimising internal controls within a SaaS environment.

Requirements

• Develop and Implement Internal Control Framework: Design, implement, and maintain a comprehensive internal control framework to ensure compliance with regulatory requirements, industry standards, and company policies. E.G Customer and Third Party onboarding.
• Risk Assessment and Mitigation: Participate in regular risk assessments to identify potential areas of exposure and develop strategies to mitigate risks effectively. Proactively identify control weaknesses and implement corrective measures.
• Process Optimisation: Collaborate with cross-functional teams to streamline business processes while maintaining strong internal controls. Identify opportunities for automation and efficiency.
• Policy and Procedure Documentation: Develop and update internal control policies, procedures, and documentation to reflect changes in regulatory requirements and business operations. Ensure all relevant stakeholders are trained on internal control processes.
• Monitoring and Reporting: Establish mechanisms for ongoing monitoring of internal controls, including key risk indicators (KRIs) and control self-assessments. Generate periodic reports for senior management and the board of directors.
• Training and Awareness: Provide training and guidance to employees on internal control procedures, compliance requirements, and best practices. Foster a culture of compliance and accountability throughout the organization.
• Stay Abreast of Regulatory Changes: Keep up-to-date with changes in relevant laws, regulations, and industry standards affecting internal controls and compliance. Advise senior management on emerging risks and regulatory trends.
• SOC 2 operational controls owner: You will be responsible for defining and executing on all operational controls as they pertain to business operations
• Enable new business processes: You will implement the operational processes to support new products and processes.
• Operational resilience: Assist with the implementation of an operational resilience framework

• Minimum 5 years’ experience in an operational control environment.
• Experience as part of a SOC 2 or ISO 27001 audit team is a team
• Experience in a regulated SAAS business is a plus
• Exceptional communication skills and relationship building skills;
• Experiencing managing multiple stakeholders
• Experience managing deadlines
• An interest or experience in Fintech/Financial Services would be a bonus.

We are a remote first business and welcome candidates from all locations, with the requirement to occasionally travel to Dublin to meet with colleagues.

Benefits

This is an exciting opportunity for an all-rounder, highly motivated candidate to get involved at the ground level of a fast-growing company. We’re committed to making sure our employees are well-treated. If there’s something that’s important to you that’s not on the list, talk to us.

• Competitive salary with participation in the share option scheme
• A small team with a friendly environment that promotes autonomy for you to self-manage your time;
• Remote working and flexible working hours;
• Great opportunity for career progression with hands on experience;