Risk Control Officer - Exeter

apartmentSearch-Select LTD placeExeter descriptionPermanent calendar_month 
Our client is seeking dynamic and analytical Risk & Control Officers to join their team.You will support the Client Services department achieve its strategic goals with a specific focus on risk & controls along with routine regulatory reporting.The role will ensure that the department operates within a framework that balances risk and opportunities for sustainable growth as well as adhering to all regulatory requirements.

Key Responsibilities Support the Senior Manager in fully embedding the Client Services Quality Assurance Framework.Collaborate with second and third-line functions to address regulatory requirements effectively.Collaborate with the relevant operational teams to analyze and evaluate risk events and their potential impacts, documenting the root cause analysis and presenting mitigant solutions.Conduct regular control testing in conjunction with the framework.Promote open communication channels for reporting and addressing potential risks at the operational level.Assist the operational teams to ensure their Risk Event Actions are kept up to date and sufficient evidence is in place to efficiently close matters out.Identify issues, risks, and benefits of existing and proposed solutions and outline business impacts.Assist in the development and execution of plans, ensuring alignment with department and organizational goals.Completion of Quality Assurance activities and provision of feedback to users where failures or improvement opportunities are identified.Track and follow-up on action items and deadlines arising from initiatives to ensure accountability.

Key Skills & Experience 2+ years/ experience within an operational processing team.Proven experience working within a Risk team/function with an excellent understanding of the regulatory framework.Competent in Microsoft applications: Including Word, Outlook, SharePoint, and Excel.Technical knowledge of the Life Assurance industry is advantageous.Ability to proactively manage own workload and performance in a busy and challenging environment.Strong communication skills, both verbally and written, to a wide range of audiences.Proven experience working within a similar management role would be desirable.Quote job ref: 15489

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