Compliance Advisory Manager, Asset Management
London
A distinctively cultured wealth & asset management firm with hybrid working in place seeks a Compliance Advisory Manager. The successful candidate will play a lead role in responding to regulatory changes and as such will undertake horizon scanning, agreeing actions with the business and overseeing their implementation.
Furthermore, the job holder will provide advice on financial promotions, approve its content, as well as provide information to third parties such as the regulator, external auditors and service providers. Candidates are sought with a strong understanding of asset management within which working knowledge of product governance and ESG related regulations would prove advantageous.
#4677601 - Simeon Hall
London
Risk and Control SME– Asset Management
Are you passionate about risk management and ensuring robust controls within asset management? Do you thrive in dynamic environments where your expertise can shape operational resilience? If so, we have...
London
MAJOR LANDSCAPE PROJECT
• ASSET MANAGER
• LONDON or BIRMINGHAM
• PERMANENT - 40 750
• 65 580ARM are working with a leading infrastructure client and we are recruiting for an Asset Manager to help them maintain extensive areas of newly created...
Fidelity Investments Inc.London
Job Description: The Team:Asset Management Risk, part of Fidelitys Legal, Compliance and Risk organization (LRC) and aligned with Asset Managements Compliance Risk and Business Operations Group (CRBO), provides direction to management and business...