Risk and Compliance Executive

apartmentBlusource Professional Services Ltd placeLondon descriptionPermanent calendar_month 

Risk and Compliance Executive

  • Birmingham
  • £28,000 - £30,000
  • Hybrid working Are you ready to make a difference in a reputable professional services firm?

We are currently seeking a skilled and detail-oriented Risk and Compliance Executive to join a dynamic team.

This role is perfect for someone who thrives in a fast-paced environment and is passionate about compliance, risk management, and maintaining high standards.
About the Role: As a Risk and Compliance Executive, you will work closely with the risk teams to address client due diligence, conflicts of interest, and other risk-related issues.
You will engage with various stakeholders across the firm, including partners and legal professionals, to ensure compliance with regulatory requirements and internal policies.
Your responsibilities will include conducting and reviewing AML risk reports, managing claims and complaints databases, and resolving escalated conflict issues.
Key Responsibilities: Actively contribute as a member of the Risk and Compliance Team, supporting the firm s regulatory and risk management initiatives.
Collaborate with the Client and Matter Inception Team to resolve escalated conflicts.
Perform detailed reviews of Anti-Money Laundering (AML) risk assessments, escalating issues when necessary.
Manage and update claims and complaints databases, ensuring prompt communication with legal teams.
Ensure the completion of all tasks with precision, upholding the firm/s commitment to excellence.
What We/re Looking For: At least two years experience in a risk, compliance, or conflicts role, ideally within a law firm or professional services environment.
Excellent organisational, analytical, and communication skills.
A strong eye for detail and a proactive approach to problem-solving.

Ability to manage multiple tasks and deadlines while working both independently and within a team.

This role offers a competitive salary range of £28,000
  • £30,000, along with flexible working arrangements, including a minimum of two days per week in the office.

If you re ready to take the next step in your compliance career, we want to hear from you!

check_circleNew offer

Regulatory Compliance Manager

apartmentpayabl.placeLondon
are currently undergoing significant expansion and are looking for a Regulatory Compliance Manager to join our team in London. This role is about: The Regulatory Compliance Manager will be part of the 2nd line in the Compliance Department. Reporting directly...
placeLondon
Compliance Monitoring Officer Home Based £40,000 - £45,000 per annum plus bonus and benefits About the role: My client is a national Wealth Management business and they are looking for a Compliance Monitoring Officer to join their expanding team...
apartmentQED LegalplaceLondon
Compliance Manager London-based We're currently working with a briliant full-service law firm, listed on the Legal 500 they have an international presence. A brilliant firm covering clients across private individuals, family offices and owner...