Compliance Monitoring & Testing (Assurance) - VP - Robert Walters - ref. q0887023
Robert Walters London
Compliance Monitoring & Testing (Assurance)
- VP Location: London Our client is seeking a highly skilled and experienced Compliance Monitoring Vice President to join their team in London.
The successful candidate will manage and deliver high-quality Compliance Reviews/Independent Testing and controls across business lines throughout Europe.
This role requires excellent analytical skills, a good understanding of global markets, banking, securities services, or treasury products, and strong people management skills.
- Opportunity to contribute to a responsible and sustainable economy
- Manage and deliver high-quality Compliance Reviews/Independent Testing
- Requires excellent analytical skills and understanding of global markets What you'll do: As a Compliance Monitoring Vice President, you will play a crucial role in ensuring that our client's business adheres to internal controls and external rules while managing compliance risks.
Your excellent analytical skills will be put to use as you prepare detailed reports outlining key findings and agreed remediating actions.
You will also take ownership of the team’s reporting tasks when required.
- Contribute to the planning of independent testing and control execution
- Lead and drive forward allocated program of risk-based thematic, transversal, targeted and desk focused Compliance reviews
- Deliver Independent Testing and Controls within set deadlines
- Prepare detailed report outlining key findings and agreed remediating actions
- Share control results with Compliance and Business stakeholders
- Analyse submitted evidence by Action Plan Owners for Team Manager(s) acceptance
- Take ownership of the team’s reporting tasks when required
What you bring:
The ideal candidate for this Compliance Monitoring Vice President position brings a wealth of professional qualifications and experience in a Compliance role in controls testing within a financial services environment. You possess detailed knowledge of specific Compliance principles and processes in control testing applicability, testing programmes, controls results, and reporting.Your understanding of global markets, banking, securities services or treasury products is complemented by your excellent analytical skills. Furthermore, your strong people management skills make you an effective leader.
- Professional qualification and prior experience in a Compliance role in controls testing in a financial services environment
- Detailed knowledge of specific Compliance principles and processes in control testing applicability, testing programmes, controls results and reporting
- Good understanding of global markets, global banking, securities services or treasury products
- Excellent analytical skills
- Strong people management skills
- Excellent written and oral English skills
What sets this company apart:
Our client is committed to providing an optimal work/life balance with flexible working opportunities. They are proud of their award-winning flexible benefits which include generous holiday allowance, valuable financial plans such as non-contributory pension moved to sustainable investments, life assurance, income protection and personal accident insurance.They also offer one of the most advanced private medical schemes in the UK, dental cover, wellbeing app, Cognitive Behavioural Therapy support, subsidised gym memberships, bespoke health assessments including genetic testing, Private GP (including digital GP services to parents of employees), Employee Assistance Programme, menopause & fertility support.
They are committed to having a positive impact in the world and empowering their people every day.
What's next:
Ready for an exciting new challenge? Apply now!
Apply Today by clicking on the link!
Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates
London
Job Purpose
The Senior Compliance Analyst is responsible for assisting in ensuring that IFEU, IFAD and TVEU (together the businesses") adhere to all applicable regulation and in-house policies. The Senior Compliance Analyst will therefore assist...
AmazonLondon
Join our WW Transportation Risk & Compliance team, partnering with Amazon’s Transportation & Logistics leaders to identify and mitigate risk in the rapidly growing and complex, global environment of Last-Mile deliveries.
We are looking for someone...
IPS Group LimitedLondon
Head of IT Compliance / IT SOX Compliance Lead
Insurance
City of London
Working within the EMEA IT PMO team, the newly created IT SOX Compliance Officer position is a key role within the compliance and regulatory framework of the organisation...