Regulatory Operations Business Analyst
Overview:
Connecting clients to markets – and talent to opportunity
With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we’re a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors.
At StoneX, we offer you the opportunity to be part of an institutional-grade financial services network that connects companies, organizations, and investors to the global markets ecosystem. As a team member, you'll benefit from our unique blend of digital platforms, comprehensive clearing and execution services, personalized high-touch support, and deep industry expertise.Elevate your career with us and make a significant impact in the world of global finance.
Business Segment Overview: With boots on the ground authenticity at the heart of everything we do, our comprehensive array of commercial products and services enable you to work directly with our clients, across hedging, risk management, execution and clearing, OTC products, commodity finance and more.
Responsibilities:
Position Purpose: We are seeking a Regulatory Reporting Business Analyst to join our team and support the analysis, implementation, and maintenance of global transaction reporting obligations. This role requires deep expertise in regulatory reporting frameworks such as EMIR, MiFID II, SFTR, and CFTC reporting, along with a strong understanding of financial products and data management.As a Regulatory Reporting Business Analyst, you will play a crucial role in ensuring regulatory compliance and data accuracy by closely collaborating with multiple internal departments, including software development teams, regulatory operations team and compliance team.
Primary duties will include:
- Analyze and interpret complex transaction reporting requirements across multiple regulatory frameworks (EMIR, MiFID, SFTR, CFTC, etc.), with focus on field population, data transformation, and validation rules
- Develop and maintain comprehensive data mapping documentation and data lineage diagrams, tracking data flows and transformations across various systems and products
- Drive end-to-end investigation efforts to identify root causes and implement solutions for transaction reporting discrepancies and data quality issues
- Lead User Acceptance Testing (UAT) initiatives by creating detailed test cases, coordinating with development teams, and collaborating with other business analysts to ensure quality deliverables
- Coordinate cross-functionally with Operations, Technology, and Compliance teams to ensure successful implementation of regulatory reporting requirements across all regimes
- Monitor regulatory changes and assess their impact on existing reporting processes, providing recommendations for necessary system or process modifications
- Provide training and guidance to business users on regulatory reporting requirements and processes
- Review and validate third-party vendor solutions for regulatory reporting, ensuring they meet business requirements and compliance standards
Qualifications:
To land this role you will need:
- 3-5 years of experience as a business analyst, data analyst or quality analyst role associated with transaction reporting
- Financial product knowledge (EQ, FI, COMM, IR, FX) including detailed understanding of trade/transaction lifecycles and regulatory requirements
- Deep understanding of global transaction reporting regulations, particularly MIFID, EMIR, SFTR and CFTC
- Experience in data mapping and data lineage documentation
- Strong analytical and problem-solving skills with attention to detail
What makes you stand out:
- Experience with SQL queries, store procedures and XML data formats
- Experience with data visualization tools
- Ability to work autonomously with minimum supervision