Risk & Compliance Advisor

Risk & Compliance Advisor

Wiltshire

Office based then hybrid post probation

Salary £30k-£37k

A Top Boutique Law firm who are shortlisted as one of the best law firms to work by the Sunday Times 2024, is looking for a Risk & Compliance Advisor for their Wilshire Office.

This firm based in Wilshire and is renowned for offering a very collaborative working environment within a very diverse and friendly culture.

This opportunity for a Risk & Compliance Advisor in Wiltshire, has great career development opportunities to progress further up with the firm. You would be well trained with hands on support from the Head of Compliance

THE ROLE

As a Risk & Compliance Advisor, your responsibilities would include but not limited to:

• Assist the Head of Compliance in the analysis, administration, and processing of claims.
• Assist the Client Service & Complaints Partner in the analysis, and processing of complaints and claims.
• Design, develop and deliver internal regulatory training for new staff at induction and for existing staff as required.
• Undertake regular internal regulatory reviews/audits.
• Review and provide updates on regulatory policies.
• Maintain claims and complaints database/registers and produce regular reports, including Root Cause Analysis, for the Managing Partner (MP) and Senior Management to review, detailing the up-to-date position of claims and complaints.
• Assist the Head of Compliance liaising with our insurers, external solicitors, and Law South (a group of legal firms who collaborate on a variety of initiatives to improve business practices and development), to ensure matters are documented, progressed, and actioned in a timely manner.

THE CANDIDATE

To qualify for this position of Risk & Compliance Advisor in Wilshire, you will need to have the following experience and attributes:

• AML or compliance or Financial crime experience from a Law firm or financial services
• Great communication skills
• Be able to work independently
• Experience of supporting more junior members of your team

To apply for this position, please send you CV to this advert and directly message David Phan, Pentagon Talent via LinkedIn or find my contact details on our website.

Morgan Hunt is a multi-award-winning recruitment business for interim, contract and temporary recruitment and acts as an Employment Agency in relation to permanent vacancies. Morgan Hunt is an equal opportunities employer. Job suitability is assessed on merit in accordance with the individual's skills, qualifications and abilities to perform the relevant duties required in a particular role.