In House Solicitor Compliance and Risk

In

• House Solicitor
• Compliance & RiskLocation: Cardiff (Hybrid)Salary: Dependant on experience, up to 60kA well-regarded UK law firm is seeking a qualified solicitor to join its Compliance and Risk team.

This is a unique opportunity for an experienced legal professional to support the firm across a wide spectrum of internal legal and regulatory matters, including client complaints, professional indemnity notifications, data protection compliance, and anti-money laundering procedures.Working closely with the senior leadership team, this role will play a pivotal part in safeguarding regulatory standards and helping the firm navigate complex legal issues with confidence and consistency.

With a strong presence across the UK, they remain deeply connected to the communities they serve and the causes they support.Whether its challenging injustice, protecting business interests, or contributing to meaningful pro bono initiatives, this is a firm committed to being a force for good.

Their people-first approach underpins their values and drives a dynamic workplace culture rooted in purpose, balance, and impact.

• Compliance & Risk Oversee the end-to-end management of client concerns, in line with the firms formal complaints processLiaise with internal stakeholders and complainants to assess, investigate and resolve matters sensitively and thoroughlyMaintain accurate complaints records and assist with communications involving the Legal Ombudsman where necessaryReview and respond to incidents or risks of professional negligenceOffer guidance on appropriate procedures, including pre-action strategies and conflict checksCollaborate with insurers, internal departments, and external advisers to manage and mitigate riskEnsure up-to-date documentation and reporting on professional indemnity mattersProvide advice across the business on data protection obligations under UK GDPRSupport internal teams with subject access requests, breach investigations, DPIAs, and regulatory reportingContribute to the development and review of internal data protection policies and training resourcesAct as a Deputy Money Laundering Reporting Officer (DMLRO), supporting the MLRO on internal Suspicious Activity Reports (SARs) and external disclosuresRespond to AML queries from staff and law enforcement, and support firm-wide systems to ensure compliance with financial crime legislationCollaborate on preparing for regulatory audits and maintaining compliance with sanctions, bribery, and terrorism financing controls The Experience You Will Have As A In-House Solicitor
• Compliance & Risk UK-qualified Solicitor with experience in compliance, regulation, or professional indemnityStrong understanding of professional conduct rules, conflicts of interest, and SRA requirementsWorking knowledge of data protection legislation (UK GDPR)Proven ability to handle sensitive or complex legal issues with diplomacy and commercial awarenessExcellent communication and relationship-building skills across all levels of an organisationComfortable managing competing deadlines and working both autonomously and as part of a team Benefits Snapshot 25 days holiday (plus bank holidays)Birthday day off2 CSR days per yearPension scheme and death in service coverEmployee Assistance Programme (EAP)Paid professional fees (role-dependent)Local discount schemesHybrid working flexibilityStaff referral incentivesIf you are interested in this role, please contact Nicole Smith- Managing Consultant.