VP - Compliance Monitoring Lead - Banking and Markets
Michael Page London
About Our Client
Our client are a leading Corporate and Investment Bank based in the city of London
Job Description
The VP - Compliance Monitoring Lead - Banking and Markets will be responsible for:
- Assist in the development and annual planning of the Compliance Monitoring
- Independently scope and plan all assigned reviews.
- Execute all assigned monitoring reviews in a timely and thorough manner, and
- Document testing clearly and concisely, in a re-performable manner and in
- Communicate with review stakeholders throughout the review to avoid any
- Communicate all findings to the Head of Compliance Monitoring in good time, and prior to review completion, to allow for any further escalation required.
- Agree issues and actions with stakeholders and document these, along with their associated risks and root causes, independently.
- Be accountable for the factual accuracy and quality of working papers and findings raised.
- Manage review stakeholder relationships, keeping the Head of Compliance Monitoring informed of any relevant issues.
- Be accountable for the completeness of assigned review files, in accordance with Compliance Monitoring conventions.
The Successful Applicant
The VP - Compliance Monitoring Lead - Banking and Markets should have the following skills:The role requires:
- Monitoring and/or Audit experience;
- good knowledge of financial services, markets, securities and banking
- strong understanding of risks and controls, including the ability to identify and
- knowledge, skills and experience in financial products and services;
- good knowledge, skills and experience of Prudential risks and Financial
- regulatory awareness and understanding of the emerging regulatory landscape;
- the ability to manage a number of issues/reviews/projects concurrently;
- good written and verbal communication skills;
- accuracy and attention to detail;
- timely review execution;
What's on Offer
Salary of £90,000 -£110,000
Hybrid working
Attractive benefits package
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