Senior Risk and Compliance Analyst - McKinlay Law - ref. e50415823
McKinlay Law London Permanent
Job Title: Senior Risk and Compliance AnalystHybrid: 3 office / 2 homeA Tier 1 law firm is looking for a Senior Risk and Compliance Analyst to join their team and work closely with the Risk and Compliance Manager to help ensure that the firm complies with relevant regulations and statutory requirements, particularly in relation to new client and matter take-on procedures.
There will be an advisory element to this role, and so it is essential that you have advisory experience. Please ensure this is highlighted on your CV.This is a varied and generalist role across all areas of risk and compliance including AML checks and client and matter management.
In addition to the compliance duties, you will also be acting as a mentor to more junior members of the team.A selection of duties will include:Developing and maintaining AML policies and procedures and reviewing AML documentationAdvising fee earners on the firms AML requirementsRunning and reviewing conflict checksRunning sanctions checks and responding to sanction list alertsAdvising staff on the firms compliance policies and best practices; implementing and maintaining compliance policies and proceduresRegularly reviewing and updating internal policies and proceduresProviding training related mattersLiaising with the SRA and other regulatory bodies as applicableInvestigating potential compliance violationsConducting ongoing monitoring of clients and enhanced client due diligence checks for higher-risk clientsIt is essential that you have a solid background and experience in legal compliance and AML from another London law firm, as well as having in-depth knowledge of SRA regulations and legal sector money laundering risks.
There will be an advisory element to this role, and so it is essential that you have advisory experience. Please ensure this is highlighted on your CV.This is a varied and generalist role across all areas of risk and compliance including AML checks and client and matter management.
In addition to the compliance duties, you will also be acting as a mentor to more junior members of the team.A selection of duties will include:Developing and maintaining AML policies and procedures and reviewing AML documentationAdvising fee earners on the firms AML requirementsRunning and reviewing conflict checksRunning sanctions checks and responding to sanction list alertsAdvising staff on the firms compliance policies and best practices; implementing and maintaining compliance policies and proceduresRegularly reviewing and updating internal policies and proceduresProviding training related mattersLiaising with the SRA and other regulatory bodies as applicableInvestigating potential compliance violationsConducting ongoing monitoring of clients and enhanced client due diligence checks for higher-risk clientsIt is essential that you have a solid background and experience in legal compliance and AML from another London law firm, as well as having in-depth knowledge of SRA regulations and legal sector money laundering risks.
You must also have excellent communication skills as you will be liaising and partnering with fee earners to advise on risk management.This is an excellent opportunity for a compliance analyst who is looking to take on more responsibility in a top-tier 1 law firm.
Harvey NashLondon
integrity and consistency by enforcing best practises in data governance , security and compliance across the systems
• Conduct in-dept analysis to identify data flows
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McKinlay LawLondon
Risk & Compliance Analyst / McKinlay LawLocation: LondonSalary: £45,000Type: PermanentPosted: 02/02/2023Our client, a prestigious, highly-regarded London law firm, is looking for a Risk and Compliance Analyst to join their central R&C team.
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Ryder Reid Legal LimitedLondon
Title: Compliance Analyst
Location: London
Salary: Competitive
Hybrid: 3 days in office/2 from home
Ryder Reid Legal is seeking a Compliance Analyst to join the dynamic Risk & Compliance team of one of our global, law firm clients...