Regulatory Compliance Jobs in Cardiff
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Search results - Regulatory Compliance Jobs in Cardiff
Reed Specialist Recruitment Ltd-Cardiff
Job Description
Compliance and Safety Engineer
• Annual Salary: £55,000
• Location: Cardiff
• Job Type: Full-time
Reed are Recruiting for a Compliance Engineer to join a growing Aerospace company in South Wales. This role is crucial for ensuring...
Cardiff
for an experienced legal professional to support the firm across a wide spectrum of internal legal and regulatory matters, including client complaints, professional indemnity notifications, data protection compliance, and anti-money laundering procedures.
Working...
cv-library.co.uk -
Yolk Recruitment-Cardiff
In-House Solicitor - Compliance & RiskLocation: Cardiff (Hybrid)Salary: Dependant on experience, up to 60kA well-regarded UK law firm is seeking a qualified solicitor to join its Compliance and Risk team. This is a unique opportunity...
riskjobsite.co.uk -
Yolk Recruitment-Cardiff
Job Description
In-House Solicitor - Compliance & Risk
Location: Cardiff (Hybrid)
Salary: Dependant on experience, up to 60k
A well-regarded UK law firm is seeking a qualified solicitor to join its Compliance and Risk team. This is a unique...
QED Legal-Cardiff
and internal audits.
The Role?
• Overseeing professional indemnity claims and client complaint handling
• Investigating and managing compliance breaches (data and regulatory)
• Supporting AML and client onboarding reviews and policies
• Helping lead...
totallylegal.com -
Cardiff
Due to an internal promotion my client, a leading UK Financial Services company currently seek an experienced compliance / regulatory manager to join their Annuities team. Managing a team of 3 regulatory specialists your duties will include...
cv-library.co.uk -
Robert Walters Workforce Consultancy-Cardiff
Job Description
Risk Consultant - Conduct & Culture
Business area: Risk and Compliance /Regulatory Affairs
London/ Open to location/ remote/ Hybrid
Consultant
Purpose of role:
To support the Colleague Conduct and Culture Manager...
Cardiff
compliance, providing guidance on queries and supporting regulatory assessments.
• Serve as a point of contact for internal teams seeking compliance-related advice.
• Investigate and resolve client complaints in line with internal policies and regulations...
cv-library.co.uk -
ActiveQuote-Cardiff
industry policies and practices and handle customer complaints and cancellations effectively
Having a high regard for compliance and treating customers fairly within an FCA regulated business and adhering to all legislation and regulatory guidelines...
Yolk Recruitment Ltd-Cardiff
for an experienced legal professional to support the firm across a wide spectrum of internal legal and regulatory matters, including client complaints, professional indemnity notifications, data protection compliance, and anti-money laundering procedures.Working...
riskjobsite.co.uk -
ActiveQuote-Cardiff
industry policies and practices and handle customer complaints and cancellations effectively
Having a high regard for compliance and treating customers fairly within an FCA regulated business and adhering to all legislation and regulatory guidelines...
Cardiff
statutory duties ensuring compliance and adherence to health, safety, statutory, legislative and regulatory standards across the entire Corporate Estate.
Job role:
• Develop and ensure the implementation of the Group Asset Management Strategy, ensuring...
cv-library.co.uk -
ActiveQuote-Cardiff
industry policies and practices and handle customer complaints and cancellations effectively
Having a high regard for compliance and treating customers fairly within an FCA regulated business and adhering to all legislation and regulatory guidelines...
Cardiff
within the nursing home sector (essential).
Prior experience in a multi-site operational role (desirable).
Strong knowledge of regulatory requirements, compliance, and governance.
A hands-on, lead-by-example approach with excellent communication...
cv-library.co.uk -
Howells Solicitors-Cardiff
of equity.
• Managing capacity levels and working towards achieving monthly targets.
• Understanding and adhering to SRA compliance/ CLC Code of Conduct requirements and any other governing/regulatory body’s rules and regulations e.g. SRA and land registry...
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