Regulatory Compliance Jobs in London
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Search results - Regulatory Compliance Jobs in London
Bank of Singapore, Asia's Global Private Bank-London
Job Description
About the Role
The Regulatory Compliance Manager is a member of the BOSWME UK Branch team, working closely with the local teams as well as with the Group Regulatory Compliance (Bank of Singapore and OCBC). The Regulatory Compliance...
HSBC-London
Private Banking Regulatory Compliance Lead
Brand: HSBC
Area of Interest: Risk and Compliance
Location:
London, GB, W1S 3LJ
Work style: Hybrid Worker
If you’re looking to take an exciting new direction with your HSBC career, an internal move...
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Compliance Professionals-London
compliance risks and impact from new projects, products/services or arising from new regulations.
• Act as a focal point of contact with the FCA concerning regulatory matters and keep the General Manager, Head of Legal and Regulatory Compliance, Head Office...
Compliance Professionals-London
and regulatory standards and the Bank’s risk appetite. Where required, aid in reviewing and updating compliance monitoring procedures to drive continuous improvement.
Lead on compliance monitoring reviews as outlined in the compliance monitoring plan, covering...
Eximius Finance-London
trading businesses.
• Participate in reviews of new trading venues, new transactions, and new products, assessing the impact on regulatory risk profile.
• Market Regulation Compliance Risk Assessments and the preparation of other reports, as relevant...
fs talent-London
We’re Hiring: Compliance Lead – Projects & Advisory | Specialist Financial Services Are you a compliance professional who thrives on driving regulatory change and advising on complex legislation? Do you want to join a collaborative, fast-paced...
Morgan McKinley-London
Job Description
Our client, a Global Bank, are looking for an AVP - Regulatory Compliance (Retail Advisory) to join their team based in London.
Responsibilities below:
• Review and oversight of business line RCSA/risk identification, oversight...
Compliance Professionals-London
to ensure that Branch behaves ethically and in full compliance with relevant Laws and Regulatory requirements.
To act as the contact point to the Financial Conduct Authority (FCA) and the Prudential Regulatory Authority (PRA), as well as escalation...
Coopman Search and Selection | B CorpTM-London
Job Description
Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions. This role specifically is within a team...
Compliance Professionals-London
THE COMPANY:
We are working with an international Wealth Management Firm, who has offices across the globe and assists UHNI and Family offices to manage their wealth.
THE RESPONSIBILITIES:
• Identify and assess UK regulatory compliance risks...
Ingenii Search Ltd-London
Job Description
An excellent opportunity has arisen at a leading Investment Bank for a bright, degree educated, personable individual with previous regulatory compliance experience gained within the UK and European markets to join the team...
Coopman Search and Selection | B Corp™-London
Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions. This role specifically is within a team who provide...
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HCLTech-London
To take accountability for regulatory and technical compliance, money laundering/financial crime and information security as well as engaging effectively at Senior and Executive Level (both internally and externally) on behalf of the Head...
Amazon-London
Corporate Counsel, Sustainability, Regulatory Advocacy, Product Safety and Compliance
Job ID: 3001062 | AWS EMEA SARL (UK Branch)
Amazon's Legal Department is looking for an attorney with a strong regulatory or sustainability background to support...
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Ingenii Search Ltd-London
An excellent opportunity has arisen at a leading Investment Bank for a bright, degree educated, personable individual with previous regulatory compliance experience gained within the UK and European markets to join the team.
Interested in learning...
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