Regulatory Compliance Manager Jobs in Leicestershire
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Search results - Regulatory Compliance Manager Jobs in Leicestershire
Woodhouse
about this role are pending and will be updated accordingly as additional information becomes available.
Key Responsibilities of the Compliance Manager:
• Review and update company policies to align with regulatory standards, including FCA regulations...
cv-library.co.uk -
QED Legal-Leicester
sales and purchases
• Advising on and dealing with transfers of equity
• Liaising with clients, agents, lenders, and other solicitors to ensure a smooth transaction
• Ensuring compliance with regulatory and legal requirements
What My Client Offers...
Market Harborough
Provide regular reports and updates on compliance findings and improvement plans to senior management.
PERSON SPECIFICATION: Compliance Coordinator, Quality Assurance Coordinator - FCA, regulatory, compliance
Ideally, you'll have experience...
cv-library.co.uk -
Network Plus-Leicester
of an effective assurance program to cover risks detailed within the HSEQ Risk Register and ensure compliance with Network Plus’s safety standards and regulatory requirements.
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• Support the completion of all external ISO audits and supplier/ contractor audits...
Leicester
implementing regular reviews, updating systems and advisers’ record. Communicating to Regional Compliance Manager’s (RCM), AR principal regarding their adviser’s current situation.
Provide appropriate guidance to AR’s and their advisers where routine monitoring...
cv-library.co.uk -
Pick Everard-Leicester
safety standards and establishing a more robust regulatory framework for the construction and management of buildings. At Pick Everard, we take pride in leading this forward and fully understand its significant impact and importance.
As a Principal...
appcast.io -
Lutterworth
regulatory requirements? Do you thrive in an environment that challenges the status quo and fosters continuous improvement?
We are working with a leading aerospace manufacturer to recruit a BMS Quality Assurance Manager who will play a pivotal role...
cv-library.co.uk -
Law Staff Legal Recruitment Ltd-Leicester
ensuring compliance with regulatory requirements.
/n/t
• Provide administrative support to fee earners, including file management, document collation, and scheduling.
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• Conduct basic Anti-Money Laundering (AML) checks and identify risks in transactions...
Lutterworth
manage and plan driver and vehicle resources to achieve delivery/collection times and client SLAs.
• Service Level Maintenance: Ensure that service levels are achieved and maintained, in conjunction with other departments.
• Regulatory Compliance...
cv-library.co.uk -
Law Staff Legal Recruitment Ltd-Loughborough
ensuring compliance with regulatory requirements.
/n/t
• Provide administrative support to fee earners, including file management, document collation, and scheduling.
/n/t
• Conduct basic Anti-Money Laundering (AML) checks and identify risks in transactions...
NHS-Market Harborough
Screen patients for disease risk factors and early signs of illness.
• Develop care plans for health in consultation with patients and in line with current practice; disease management protocols, provide counselling and health education.
• Work within...
appcast.io -
Bennett & Game-Leicester
on cloud-based accounting, they support a diverse client base, ensuring efficiency, accuracy, and compliance in all financial matters.
Our client is looking for an experienced Client Manager to oversee a portfolio of clients, managing their accounting, VAT...
bennettandgame.com -
JS Money Limited-Leicester
strategy.
This role involves working with corporate clients, financial institutions, and government bodies to develop and implement climate strategies, conduct carbon footprint assessments, and support regulatory compliance and voluntary sustainability...
appcast.io -
Jameson Legal.-England
Internal Investigations: Working with senior compliance managers to carry out focused investigations on specific topics.
• Regulatory Improvements: Collaborating on resolving compliance queries, identifying weaknesses, and implementing changes to strengthen...
Jameson Legal.-England
its regulatory obligations. The team manages conflict checks, client due diligence, file opening, and compliance oversight-working closely with legal teams to safeguard the firm and its clients. You will support management of the day-to-day activities...
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