Regulatory Compliance Manager Jobs in West Yorkshire
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Search results - Regulatory Compliance Manager Jobs in West Yorkshire
AJ FOX COMPLIANCE-Leeds
Job Description
We are working with a leading law firm to hire a Compliance Manager in Leeds. In this role, you’ll take ownership of the client and matter onboarding process while overseeing a team of Risk & Compliance Analysts. You’ll act as a key...
1 similar job: London
Broadgate-Leeds
product lines.
Liaise with external auditors and regulatory bodies as needed.
Experience & Qualifications: ~3–5 years in a compliance monitoring role within Financial Services (ideally Investment Management)
~ Strong knowledge of FCA handbooks...
Compliance Recruitment Solutions-Leeds
Job Description
RETAIL COMPLIANCE TECHNICAL ADVISORY MANAGER – L4 QUALIFIED WITH STAFF SUPERVISION EXPERIENCE AND INVESTMENTS & MORTGAGES KNOWLEDGE REQUIRED
£50K + benefits Hybrid (Leeds)
Ref:4111D
Our client, a well known compliance...
Broadgate-Leeds
product lines.
Liaise with external auditors and regulatory bodies as needed.
Experience & Qualifications: ~3–5 years in a compliance monitoring role within Financial Services (ideally Investment Management)
~ Strong knowledge of FCA handbooks...
Broadgate-Leeds
product lines.
• Liaise with external auditors and regulatory bodies as needed.
Experience & Qualifications:
• 3–5 years in a compliance monitoring role within Financial Services (ideally Investment Management)
• Strong knowledge of FCA handbooks...
Broadgate-Leeds
product lines.
Liaise with external auditors and regulatory bodies as needed.
Experience & Qualifications: ~3–5 years in a compliance monitoring role within Financial Services (ideally Investment Management)
~ Strong knowledge of FCA handbooks...
Bradford
regulatory, and internal policy requirements while embedding a compliance-first and customer-first culture.
This role involves strategic leadership, risk management, and collaboration with internal and external stakeholders to drive continuous improvement...
cv-library.co.uk -
InvestEngine-Leeds
Produce Compliance Reporting and MI Packs for senior management and board committees Conduct Horizon Scanning to identify emerging regulatory changes and assess business impact Monitoring & Assurance Maintain the Compliance Monitoring Plan Execute...
mindmatch.ai -
Hays Specialist Recruitment Limited-Leeds
for an experienced legal compliance professional to join their Leeds office as a Compliance Analyst on a 12-month fixed-term contract.
This role will involve the successful candidate reviewing client files under the supervision and direction of an experienced...
Wakefield
in embedding a culture of continuous improvement and ensuring alignment with industry and regulatory requirements.
Responsibilities as Head of Quality & Compliance:
Quality Management:
• Develop and lead the company-wide Quality Management System (QMS)...
cv-library.co.uk -
IDEX Consulting Ltd-Leeds
Compliance Monitoring Specialist
An established, UK-based investment management and stockbroking firm is seeking a Compliance Monitoring Specialist to strengthen its second line of defence. This role is ideal for a compliance professional...
Drax-Featherstone (West Yorkshire)
aid in the development and maintenance of a
surveillance framework that meets Drax’s regulatory obligations to monitor
trade and order activities for market abuse and facilitate with advisory and
assurance compliance activities across the group’s...
joblookup.com -
Lutine Bell-Leeds
Lutine Bell are currently supporting a leading Investment Manager with a Senior Compliance Monitoring appointment.
This individual will be responsible for ensuring that the company adheres to regulatory requirements and internal policies. This role...
Mirfield
and regulatory agencies as necessary.
Provides timely and accurate data to support the development of the budget.
Maintains the management database, ensuring compliance with legal obligations, supporting ISO 14001 certification, and contributing to regional...
cv-library.co.uk -
Teconnex UK-Keighley
and continuously improving quality management processes to ensure compliance with customer, industry, and regulatory standards.
Overview of duties
• Develop, implement, and maintain the Quality Management System (QMS) in accordance with IATF 16949 and AS9100D...
joblookup.com -
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