Securities Broker Jobs in Greater London
1 - 15 of 63
Search results - Securities Broker Jobs in Greater London
BGC Group-City of London
existing client relationships.
The role holder will be required to undertake regulatory exams in order to become SMCR certified, CISI UK Regulations exam (including Integrity Matters Test), CISI Securities and/or Derivatives exam (completing one...
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City of London
substantiation and intercompany reconciliations
IFRS, FRS 102, US GAAP, SOX
Big 4 FS Investment Banks, Brokerage, Capital Markets auditsClient Details
Global securities and commodities broker with a sound balance sheet and growth. A well led firm, non-political...
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cv-library.co.uk -
BGC Group-London
existing client relationships.
The role holder will be required to undertake regulatory exams in order to become SMCR certified, CISI UK Regulations exam (including Integrity Matters Test), CISI Securities and/or Derivatives exam (completing one...
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City of London
hybrid)
Banking & Financial Services
Global securities and commodities broker with sound balance sheet and growth
Description
Senior Reporting Manager
Calling SMs from Big 4 ready for industry move to FS Brokerage
City of London (3 days weekly...
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cv-library.co.uk -
BGC Group-London
existing client relationships.
The role holder will be required to undertake regulatory exams in order to become SMCR certified, CISI UK Regulations exam (including Integrity Matters Test), CISI Securities and/or Derivatives exam (completing one...
Read more
Scot Lewis Associates-London
/ Corporate Actions knowledge – desirable
• Prime Broker activities knowledge
• Strong understanding of Equity products and trade lifecycle
• Experience in a Trade Support or Middle Office role (equity or debt securities)
Responsibilities:
• Manage Cash...
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BGC Group-City of London
certified, CISI UK Regulations exam (including Integrity Matters Test), CISI Securities and/or Derivatives exam (completing one of these exams is also mandatory. The exam undertaken will depend on asset class/product area.
Having completed the required...
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joblookup.com -
Scot Lewis Associates-London
/ Corporate Actions knowledge – desirable
• Prime Broker activities knowledge
• Strong understanding of Equity products and trade lifecycle
• Experience in a Trade Support or Middle Office role (equity or debt securities)
Responsibilities:
• Manage Cash...
Read more
1 similar job: City of London
Fry and Brown-London
in derivatives and trading. You will be responsible for advising the business directly on legal and regulatory issues affecting financial instruments, including OTC derivatives, securities, and prime brokerage. Your ability to navigate complex legal landscapes...
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Scot Lewis Associates-London
Contract until end of December 2025, paying up to £450 per day.
Cash Equities Middle Office experience
Asset Services / Corporate Actions knowledge – desirable
Prime Broker activities knowledge
Experience in a Trade Support or Middle Office role...
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JMC Legal Recruitment-Wandsworth
and/or working for broker-dealers and understanding of UK related securities laws is required
• Experience working with regulators or for a regulated business is a plus
• Strong interpersonal and presentation skills, ability to communicate effectively with others...
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joblookup.com -
Michael Page-City of London
About Our Client
Global securities and commodities broker with a sound balance sheet and growth. A well led firm, non-political, collegiate feel.
Great career prospects and people !
Job Description
Senior Legal Entity Controller - Brokerage...
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michaelpage.co.uk -
Interactive Brokers-City of London
Interactive Brokers (U.K.) Limited (“IBUK”), based in the City of London, is part of the wider Interactive Brokers Group. We seek a motivated and talented attorney with experience in financial services retail work and familiarity with securities and broker...
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joblookup.com -
Scot Lewis Associates-City of London
/ Corporate Actions knowledge – desirable
• Prime Broker activities knowledge
• Strong understanding of Equity products and trade lifecycle
• Experience in a Trade Support or Middle Office role (equity or debt securities)
Responsibilities:
• Manage Cash...
Read more
Scot Lewis Associates-London
Contract until end of December 2025, paying up to £450 per day.
Cash Equities Middle Office experience
Asset Services / Corporate Actions knowledge – desirable
Prime Broker activities knowledge
Experience in a Trade Support or Middle Office role...
Read more
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