Surveillance Investigator Jobs in Greater London
1 - 15 of 25
Search results - Surveillance Investigator Jobs in Greater London
Danos Group-London
including ongoing maintenance of systems, providing advice, guidance, and escalations as necessary.
• Trade surveillance, including ongoing maintenance of systems, investigations and escalations as required.
• Providing ad-hoc advice to the business...
JR United Kingdom-London
SMCR ).
• Provide expert advice and support to clients, compliance teams, and senior management .
• Work with technology teams to refine and enhance trade surveillance tools and platforms .
• Conduct detailed investigations into potential market...
Tradeweb LLC-London
and addressed before products are approved to be released to production.
• Partnering with Product Managers, Business Heads, Technology and support teams to build out robust surveillance scenarios.
• Performing deep dive investigations to identify potential...
Tradition-London
seriously since the company was founded in 1959. Tradition is currently seeking to appoint a Monitoring & Surveillance Analyst based in London. Main responsibilities within the Monitoring & Surveillance Analyst position include: Market Abuse monitoring...
mindmatch.ai -
Reed Talent Solutions-London
and potential breaches.
• Conducting detailed investigations and compiling high-quality management reports.
• Performing gap analyses that inform the annual BC Monitoring and Surveillance Control Plan.
• Driving improvements in surveillance controls to address...
Ernst & Young.-London
Functional knowledge of trade surveillance systems, detection methodologies, and regulatory reporting requirements.
• Prior experience conducting STOR investigations, regulatory risk assessments, or surveillance framework enhancements.
• Understanding of FCA...
Danos Group-London
maintenance of systems, providing advice, guidance, and escalations as necessary. Trade surveillance, including ongoing maintenance of systems, investigations and escalations as required. Providing ad-hoc advice to the business. Ongoing development...
mindmatch.ai -
Ernst & Young Advisory Services Sdn Bhd-London
management within a bank, asset manager, trading firm, or consulting practice.
• Functional knowledge of trade surveillance systems, detection methodologies, and regulatory reporting requirements.
• Prior experience conducting STOR investigations, regulatory...
appcast.io -
Ernst & Young Advisory Services Sdn Bhd-London
management within a bank, asset manager, trading firm, or consulting practice.
• Functional knowledge of trade surveillance systems, detection methodologies, and regulatory reporting requirements.
• Prior experience conducting STOR investigations, regulatory...
London
to research and investigate aspects of construction product/system performance, work as part of a team contributing to team and individual targets and objectives and regularly converse with clients ensuring you maintain good quality and standards at all times...
cv-library.co.uk -
Danos Group-London
maintenance of systems, providing advice, guidance, and escalations as necessary.
• Trade surveillance, including ongoing maintenance of systems, investigations and escalations as required.
• Providing ad-hoc advice to the business.
• Ongoing development...
London
be required to research and investigate aspects of construction product/system performance, work as part of a team contributing to team and individual targets and objectives and regularly converse with clients ensuring you maintain good quality and standards...
cv-library.co.uk -
Tradition-London
Surveillance system
• Performing Best Execution monitoring
• Handling Exchange/Regulatory inquiries
• Registering Traders on EUREX, CME, ICE, and DMA via ABN AMRO clearing
• PA Dealing and adhoc investigations
• Reviewing policies & procedures per Compliance...
Solidus Labs-London
London
Full-time
Description
About Solidus Labs
At Solidus, we are shaping the financial markets of tomorrow by providing cutting-edge trade surveillance technology that protects investors, enhances transparency, and ensures regulatory...
appcast.io -
Eximius Finance-London
reporting, and CASS required.
• Conduct daily market abuse surveillance of automated alerts and escalate potential risks or concerns as appropriate.
• Drafting and submission of STORs.
• Investigate and manage responses to ad hoc regulatory or exchange...
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