Trade Compliance Analyst Jobs in Greater London
1 - 15 of 145
Search results - Trade Compliance Analyst Jobs in Greater London
SHEIN-London
and Compliance Team working closely with the logistics and customs teams, supporting legal and trade compliance functions globally. The position is responsible for compliance activities such as ensuring customs & trade regulation compliance, reporting compliance...
City of London
Trade Surveillance Analyst
Location: London, United Kingdom
Are you passionate about analysing trading activity and ensuring compliance with market regulations? Our client, a leading investment services organisation, is seeking a Trade...
cv-library.co.uk -
Atrium UK-London
Trade Surveillance Analyst – London
Gibbs Hybrid are looking for an accomplished Trade Surveillance Analyst to act as first reviewer of exceptions arising from the trade surveillance tools from a market abuse and anti-competition perspective. You...
LHH Recruitment-City of London
Trade Surveillance Analyst
Location: London, United Kingdom
Are you passionate about analysing trading activity and ensuring compliance with market regulations? Our client, a leading investment services organisation, is seeking a Trade...
London
Collateral Management & Trade Support Analyst
Until 31/03/25 (Potential Extension)
London Harbour Exchange
Hybrid Working
Pontoon is an employment consultancy. We put expertise, energy, and enthusiasm into improving everyone's chance...
cv-library.co.uk -
Danos Group-London
to, PA Dealing, Shareholder Disclosures, Marketing and other Compliance matters.
• Advise investment teams on pre and post trade Investment questions.
• Action the Compliance Monitoring Programme.
• Review and update policies and procedures.
Key...
Huxley Associates-City of London
Job Opportunity: Surveillance Analyst (12-Month Contract)
Location: London
Day Rate: £562.49 via umbrella
Key Responsibilities:
Conduct post-trade, electronic communications, and telephone surveillance.
Review exceptions from surveillance tools...
London
Job Purpose
The Senior Compliance Analyst is responsible for assisting in ensuring that IFEU, IFAD and TVEU (together the businesses") adhere to all applicable regulation and in-house policies. The Senior Compliance Analyst will therefore assist...
reed.co.uk -
City of London
to the Head of Global Surveillance or Compliance where necessary. Upon escalation, continue to provide any relevant analysis until the issue is resolved. This will include but not limited to:
• Post trade surveillance
• Electronic communications...
cv-library.co.uk -
Roger Vivier-London
turnover Check invoicing and compliance with in the collection procedures Ensure good stock management: control of restocking, participation in the organization of inventories and control of discrepancies, sell-through analysis Team management : Participate...
mindmatch.ai -
Pontoon-City of London
to the Head of Global Surveillance or Compliance where necessary. Upon escalation, continue to provide any relevant analysis until the issue is resolved. This will include but not limited to:
• Post trade surveillance
• Electronic communications surveillance...
William Blake Group-London
activities. From smooth execution of trades, to maintaining comms with external dealing desks and internal stakeholders.
*Previous experience with buy side trading workflows and an outsourced dealing model essential*
Main Responsibilities:
Perform trade...
London
analyst to assist in setting up a Global Central Compliance function.
An opportunity to work in a dynamic compliance function focusing on Central Compliance (Surveillance, Policies, Training, Control Room, Entity Servicing, Employee Compliance & Exchange...
icims.com -
Delectus Partners-London
An active fund manager with a proven investment track record seeks a portfolio support analyst to work with fund managers and traders across all their strategies.
Joining a team of three, your remit will have a mix of pre and post-trade...
London
reporting
• Risk Management- for trading reports
• Wider areas of the business for ad-hoc analysis
• Compliance with Contractual Terms: Ensure all Back Office processes are carried out in accordance with contractual obligations...
cv-library.co.uk -
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