Trade Compliance Manager Jobs in Greater London
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Search results - Trade Compliance Manager Jobs in Greater London
CITIC CLSA-London
Position Description
As the Compliance Manager you will play a crucial role in ensuring the company's compliance with regulatory requirements for its derivative clearing business. Responsibilities include formulating policies, liaising...
Avenell Search Ltd-London
conduct review and risk assessment for senior management.
• Lead on market conduct risk assessment.
• Support the wall crossing approvals process with a view to taking this over.
• Assist with compliance related to exchange contract position limits...
2 similar jobs: Slough, City of London
HSBC-London
TTR Regional Delivery Manager
£910 per day via Umbrella
London (Hybrid)
6 Month Contract
HSBC is currently searching for a TTR (Trade & Transaction Reporting) Regional Delivery Manager to join their team in London. The TTR programme...
Coopman Search and Selection | B CorpTM-City of London
both FCA and SEC regulatory requirements
• Oversight of one Compliance Analyst, assisting them with their day to day tasks; including trade execution and liquidity monitoring
• Liaise with Fund Managers and Administrators, as well as Custodians...
Cameron Kennedy-London
and compliance with all regulatory and internal policies, including AML, sanctions, and conduct rules.
Experience & Skills Required
• Minimum 5 years’ experience in Trade Finance and FI business development
• Asset distribution experience is a plus...
Coopman Search and Selection | B CorpTM-London
Job Description
Coopman Search and Selection are delighted to partner with a UK HQ'd Alternative Investment Manager who are looking to hire a Compliance Manager to be part of their small compliance team. The role will report direct into the Head...
1 similar job: City of London
Black Swan Group-London
Market Abuse Trade Surveillance
3 month FTC
£70k–£90k pro rata compensation
I’m working with a boutique investment bank seeking an immediately available Compliance professional to join their Risk & Compliance function on a 3-month Fixed-Term...
Membership Bespoke-City of London
Compliance Assurance Coordinator
Trade Association
Hybrid – 1 to 2 Days Central London Office, 3 to 4 Days Home (flexible)
Basic Salary £30,000 - £33,000 dependant on experience, 28 days holiday plus Bank Holidays, 10% of salary contributed...
London
Tired of Watching Others Cut Corners?
Become KGC's Electrical Sheriff ⚡
They don't just install electrical systems – they set the gold standard. And we need a Electrical Compliance Manager with the sharpest eyes in the business to ensure...
cv-library.co.uk -
Broadridge Trading & Connectivity Solutions-London
management and loan management inquiries for clients in our cloud-based proprietary software.
• Research front-to-back office issues and questions pertaining to trade entries, order management, research manager, private debt, accounting, financial reporting...
Membership Bespoke-London
Compliance Assurance Coordinator
Trade Association
Hybrid – 1 to 2 Days Central London Office, 3 to 4 Days Home (flexible)
Basic Salary £30,000 - £33,000 dependant on experience, 28 days holiday plus Bank Holidays, 10% of salary contributed...
mindmatch.ai -
1 similar job: Slough
Citi-London
in over 90 countries delivering a comprehensive suite of financial solutions including Payments, Liquidity, Cash Management, Working Capital, Investor and Issuer Services, crucial for enabling global commerce and client operations. Trade and Working...
London
Lead Food Safety & Compliance Manager
Lead Food Safety & Compliance Manager
The location of the role is Paddington, London (hybrid working).
The duration of the contract is 3 months initially.
The pay rate on offer is £negotiable (open...
cv-library.co.uk -
Ryder Reid Legal Limited-London
border position supporting offices in France, Germany and the Middle East. The successful candidate will report to the Senior Manager, Compliance Programs, and work closely with local Compliance Partners and MLROs.
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What You'll Bring:
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S&P Global-London
with other members of the Client Services team, Operational Excellence Team, Customer Success, Product Management, Solutions, Development, Commercial and Sales teams.
Responsibilities
Overseeing Client Services for regional subscribers
• Ensure regional...
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