Milton Keynes, 17 mi from Luton
for operational efficiency
Delivering recruitment support to enhance capacity and capability aligned with strategic priorities
Offering specialist advice on immigration and employment vetting matters to ensure compliance with statutory and regulatory...
Medicareplus International LtdBrent, 27 mi from Luton
the Regulatory Affairs Specialist is responsible for the completion of regulatory submissions for product registrations and post-market surveillance (PMS) and vigilance in line with the business needs.
Prepare submissions / regulatory compliance documents...
Medicareplus International LtdBrent, 27 mi from Luton
the Regulatory Affairs Specialist is responsible for the completion of regulatory submissions for product registrations and post-market surveillance (PMS) and vigilance in line with the business needs.
Prepare submissions / regulatory compliance documents...
Medicareplus International LtdBrent, 27 mi from Luton
the Regulatory Affairs Specialist is responsible for the completion of regulatory submissions for product registrations and post-market surveillance (PMS) and vigilance in line with the business needs.
Prepare submissions / regulatory compliance documents...
MeetLondon, 30 mi from Luton
Regulatory Affairs Custom Device Team Lead / Senior Regulatory Affairs Custom Device Associate Main Purpose of Job and Objectives: Perform Regulatory tasks to ensure compliance with regulations.
Prepare regulatory documentation and submissions...
Verbatim PharmaSt Albans, 11 mi from Luton
culture
• Hertfordshire based
Verbatim Pharma are looking for a GMP Compliance Specialist to play a pivotal role in delivering sound guidance to the Manufacturing department.
Not only will you draw on your attention to detail, but passion for getting...
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Compliance Officer
Aylesbury | Permanent | £55,000 - £80,000/year | www.cv-library.co.uk |
Job Title: Compliance Officer - Wealth Management
Location: Aylesbury, UK
Salary - negotiable dependent on experience
Benefits:
• 8% pension
• Group life cover
• 25 days of annual leave plus bank holidays and Christmas closure
• Opportunities for career progression
• Additional benefits to be enhanced as the company grows
About Us: We are representing a rapidly-growing wealth management firm dedicated to providing personalised financial solutions to theirclients. With a focus on integrity, expertise, and client-centric service, they strive to exceed expectations and build lasting relationships.
Job Description: We are seeking an experienced Compliance Officer to join the team as they embark on an exciting phase of growth, including an upcoming acquisition in the next few months. The ideal candidate will have extensive experience in the Financial Planning sector and possess the knowledge and skills necessary to navigate the regulatory landscape with confidence.
Key Responsibilities:
• Oversee and manage compliance functions, ensuring adherence to regulatory requirements and internal policies.
• Act as a safe pair of hands in leading the compliance team, with a focus on scalability as the company expands.
• Collaborate closely with senior management, including sitting on the leadership team alongside key stakeholders
• Taking ownership of senior manager functions (SMF16 & SMF17) and providing strategic guidance to ensure compliance best practices.
Qualifications and Experience:
• Proven experience in the IFA sector, with a strong understanding of regulatory frameworks and compliance requirements.
• Familiarity with FCA regulations and the ability to obtain approval for senior manager functions.
• Demonstrated leadership skills, with the ability to effectively manage and develop a compliance team.
• A balance of hands-on compliance experience and the ability to take a strategic, leadership-oriented approach.
Why Join Us:
• Opportunity to join a dynamic and collaborative team in a period of significant growth.
• Work alongside experienced professionals who are dedicated to delivering exceptional service to our clients
What next?
Apply today to be considered for this opportunity. If suitable, one of our specialist consultants will be in contact to discuss the opportunity with you in detail prior to submitting your CV to the client. In this discussion we will aim to identify your specific skills and motivations, and where appropriate recommend other relevant opportunities to you that match your requirements.
Additionally, refer a friend or colleague to us and receive £200 in vouchers if we assist them in securing a new career.
Synonyms: Compliance, IFA, Financial Planning, Advisory, Wealth Management, Financial Planners, Head of Compliance, Compliance Officer, Compliance Consultant, Director of Compliance, Compliance Analyst, Compliance Executive, Risk, FCA
Location: Aylesbury, UK
Salary - negotiable dependent on experience
Benefits:
• 8% pension
• Group life cover
• 25 days of annual leave plus bank holidays and Christmas closure
• Opportunities for career progression
• Additional benefits to be enhanced as the company grows
About Us: We are representing a rapidly-growing wealth management firm dedicated to providing personalised financial solutions to theirclients. With a focus on integrity, expertise, and client-centric service, they strive to exceed expectations and build lasting relationships.
Job Description: We are seeking an experienced Compliance Officer to join the team as they embark on an exciting phase of growth, including an upcoming acquisition in the next few months. The ideal candidate will have extensive experience in the Financial Planning sector and possess the knowledge and skills necessary to navigate the regulatory landscape with confidence.
Key Responsibilities:
• Oversee and manage compliance functions, ensuring adherence to regulatory requirements and internal policies.
• Act as a safe pair of hands in leading the compliance team, with a focus on scalability as the company expands.
• Collaborate closely with senior management, including sitting on the leadership team alongside key stakeholders
• Taking ownership of senior manager functions (SMF16 & SMF17) and providing strategic guidance to ensure compliance best practices.
Qualifications and Experience:
• Proven experience in the IFA sector, with a strong understanding of regulatory frameworks and compliance requirements.
• Familiarity with FCA regulations and the ability to obtain approval for senior manager functions.
• Demonstrated leadership skills, with the ability to effectively manage and develop a compliance team.
• A balance of hands-on compliance experience and the ability to take a strategic, leadership-oriented approach.
Why Join Us:
• Opportunity to join a dynamic and collaborative team in a period of significant growth.
• Work alongside experienced professionals who are dedicated to delivering exceptional service to our clients
What next?
Apply today to be considered for this opportunity. If suitable, one of our specialist consultants will be in contact to discuss the opportunity with you in detail prior to submitting your CV to the client. In this discussion we will aim to identify your specific skills and motivations, and where appropriate recommend other relevant opportunities to you that match your requirements.
Additionally, refer a friend or colleague to us and receive £200 in vouchers if we assist them in securing a new career.
Synonyms: Compliance, IFA, Financial Planning, Advisory, Wealth Management, Financial Planners, Head of Compliance, Compliance Officer, Compliance Consultant, Director of Compliance, Compliance Analyst, Compliance Executive, Risk, FCA
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