Compliance Jobs in City of London
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Search results - Compliance Jobs in City of London
SHEIN-City of London
will join the EMEA Legal Team working closely with the product compliance functions globally. The position is responsible for compliance activities such as advising on evolving regulatory developments, enabling market access, reporting compliance trends...
City of London
The Compliance Director, Corporate Functions and Regulatory will oversee corporate functions compliance and regulatory programmes within this Global Investment Bank. This role in London requires expertise in risk and compliance to ensure regulatory...
cv-library.co.uk -
JSS Search-City of London
Prepare summaries, reports, and gap analyses to keep the Compliance function and key stakeholders informed of relevant regulatory developments.
Act as a trusted advisor by collaborating with colleagues across the compliance team to investigate...
Compliance Professionals-City of London
Job Description
THE COMPANY:
Our client is a a global banking group with offices based in the City. They are looking to hire a Deputy Head of Compliance & Deputy MLRO (combined duties).
THE RESPONSIBILITIES:
• Maintain and embed the Bank’s...
OCR Alpha-City of London
Compliance Officer - Hedge Fund
A global, multi-strategy investment firm is seeking a driven and versatile Senior Compliance Officer to join its London office. With a sophisticated platform across global asset classes, the firm is known for its...
Compliance Professionals-City of London
compliance risks and impact from new projects, products/services or arising from new regulations.
• Act as a focal point of contact with the FCA concerning regulatory matters and keep the General Manager, Head of Legal and Regulatory Compliance, Head Office...
fs talent-City of London
AML and Compliance Associate – Trading Platform Location: London, England, United Kingdom
Hybrid Working
Team: Compliance / AML
Our client is a fast-growing, global fintech company on a mission to make trading and investing more...
City of London
This temporary role as an Asset Compliance Assistant in the housing industry involves ensuring compliance with asset management standards and regulations. Based in London, you will provide essential support to the Asset Compliance Manager...
cv-library.co.uk -
Compliance Professionals-City of London
the objectives of Business risk and compliance framework with an emphasis on risk mitigation and challenge, and assessment of business risk; - Review KYC and assist Business in the review of documents for low, medium and high risk clients/investors, including...
City of London
Job Title: Marketing Compliance Manager
Sector: Institutional Investment Management / Asset Management
Location: London (4 days office-based, 1 day remote)
Type: Full-time, Permanent
Are you a marketing compliance professional with experience...
cv-library.co.uk -
Edenbrook-City of London
New Compliance/ Senior Compliance Analyst opportunity working with a rapidly growing Lloyd’s syndicate. Reporting into the Head of Compliance, you will support on a wide range of day-to-day Compliance activities.
Key Responsibilities:
• Support...
Bank of Singapore, Asia's Global Private Bank-City of London
Job Description
About the Role
The Regulatory Compliance Manager is a member of the BOSWME UK Branch team, working closely with the local teams as well as with the Group Regulatory Compliance (Bank of Singapore and OCBC). The Regulatory Compliance...
Rutherford-City of London
Rutherford is working with a global financial services firm to appoint a Senior Compliance Analyst to join their Legal & Compliance team, supporting compliance activities across multiple jurisdictions. This role involves managing key compliance...
Compliance Professionals-City of London
and communicating the objectives of Business risk and compliance framework with an emphasis on risk mitigation and challenge, and assessment of business risk; - Review KYC and assist Business in the review of documents for low, medium and high risk clients/investors...
Next Employment Ltd-City of London
Job Description
In this role the Compliance Officer will provide the UK Head of Compliance with support across a range of regulatory matters. (PLEASE ONLY APPLY IF YOU HAVE THE RELEVANT INSURANCE COMPLIANCE EXPERIENCE)
About the Role...
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