Regulatory Compliance Jobs in City of London
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Search results - Regulatory Compliance Jobs in City of London
City of London
Compliance Analyst
Hybrid
The Role:
The Regulatory Compliance function supports the implementation and oversight of a robust framework, proactively ensuring regulatory compliance and maintaining regulatory relationships effectively.
The role...
cv-library.co.uk -
Kin Group-City of London
with FCA rules and guidance.
The Compliance manager will be expected to bring a good base-level of regulatory compliance as well as strong professional competence to a role they wish to develop in. A solid understanding of the UK’s regulatory framework...
City of London
regulatory requirements and drive positive customer outcomes. Our client, a leading organisation in the financial sector, is currently seeking a dynamic Head of Compliance and MLRO to join their team at their London branch. With a focus on fostering...
cv-library.co.uk -
Hydrogen Group-City of London
meaningful change and ensure regulatory excellence? We are looking for a proactive and influential Head of Compliance to lead our dynamic team in London.
This is a rare opportunity to lead compliance initiatives within a prestigious mid-sized, fast growing...
Randstad-City of London
in place for their business operationsPlan and perform thematic and specialist compliance and assurance reviews across the businessManage any external compliance and assurance auditorsPrepare and present regular...
randstad.com -
Larbey Evans-City of London
to:
• Keeping abreast of relevant regulatory and compliance changes/developments and monitoring how this will affect firm policy;
• Advising on policy changes that will need to take place in line with regulatory developments and changes in law as required...
City of London
to ensure they understand and adhere to regulatory requirements and industry best practices
Keeping up-to-date with changes to relevant regulations and industry developments
Developing and delivering compliance training and awareness programmes for staffTo...
cv-library.co.uk -
Larbey Evans-City of London
of relevant regulatory and compliance changes/developments and monitoring how this will affect firm policy;Advising on policy changes that will need to take place in line with regulatory developments and changes in law as required and draft amendments...
mindmatch.ai -
Kingsley Green Recruitment-City of London
Reporting Officer (MRLO).
• Conduct regular risk assessments to ensure full compliance with regulatory AML and CTF obligations.
• Work closely with the General Counsel to maintain an effective compliance operating model.
• Support risk management...
Pure Resourcing Limited-City of London
consumer duty regulatory objectives are met across the various business units (Mortgages, Insurance, Wealth & Specialist Lending).Skills & Expertise required:At least 3 years compliance experience within financial services (ideally mortgages / insurance...
mindmatch.ai -
Amazon-City of London
and insurance within a second or third line of defense function.Prior knowledge of regulatory compliance, conduct, and financial crime regulations.Soun...WHJS1_UKTJ...
Sphere Digital Recruitment | Best Small Company 2022-City of London
in healthcare/pharmaceutical digital marketing compliance requirements.Familiarity with Medical, Legal & Regulatory review processes.Proficiency in MLR Uploads, Medical Referencing Support, and Veeva Vault Uploads.Strong attention to detail and adherence...
mindmatch.ai -
Jameson Legal.-City of London
An exciting opportunity as the Head of Compliance has come to market within a prestigious Legal 500 firm situated in London. In this role, you will oversee the firm's compliance efforts and provide leadership in adhering to regulatory standards...
totallylegal.com -
Pavilion Recruitment Solutions-City of London
Lloyds Specialty Insurer who are after a Senior Compliance Analyst to join their regulatory team.
Role Responsibilities:
• Provide up-to-date guidance to underwriters and claims staff to ensure adherence to applicable financial and trade sanctions...
Pure Resourcing Limited-City of London
key consumer duty regulatory objectives are met across the various business units (Mortgages, Insurance, Wealth & Specialist Lending).
Skills & Expertise required:
• At least 3 years compliance experience within financial services (ideally mortgages...
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