Regulatory Compliance Jobs in City of London
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Search results - Regulatory Compliance Jobs in City of London
Bank of Singapore, Asia's Global Private Bank-City of London
Job Description
About the Role
The Regulatory Compliance Manager is a member of the BOSWME UK Branch team, working closely with the local teams as well as with the Group Regulatory Compliance (Bank of Singapore and OCBC). The Regulatory Compliance...
Lorien-City of London
regulatory compliance and be part of a trusted, agile team delivering continuous improvements in a fast paced environment.
Conducting business analysis on REMIT reporting requirements.
Documenting, and explaining business requirements.
Testing software...
Compliance Professionals-City of London
compliance risks and impact from new projects, products/services or arising from new regulations.
• Act as a focal point of contact with the FCA concerning regulatory matters and keep the General Manager, Head of Legal and Regulatory Compliance, Head Office...
Bank of Singapore, Asia's Global Private Bank-City of London
Job Description
About the Role
The Regulatory Compliance Manager is a member of the BOSWME UK Branch team, working closely with the local teams as well as with the Group Regulatory Compliance (Bank of Singapore and OCBC). The Regulatory Compliance...
Recognise Bank-City of London
commercially-minded Compliance Officer
to join Recognise Bank and support the delivery of our compliance agenda, ensuring we
operate within the legal and regulatory frameworks set by the FCA, PRA, and other
governing bodies.
This is a broad and hands-on...
Arthur Recruitment-City of London
and regulations.
You will support regulatory engagement, coordinate responses to data requests, and lead compliance monitoring, including audits and due diligence.
Your role will involve managing regulatory filings, addressing sanctions and licensing queries...
Compliance Professionals-City of London
THE COMPANY:
We are working with an international Wealth Management Firm, who has offices across the globe and assists UHNI and Family offices to manage their wealth.
THE RESPONSIBILITIES:
• Identify and assess UK regulatory compliance risks...
InterQuest Group-City of London
We’re working with a well-established UK bank looking to hire a Compliance Manager . This is a generalist compliance role with strong focus on compliance monitoring, regulatory guidance, MI reporting , and stakeholder engagement.
You’ll...
StartMonday-City of London
to conduct 20 Regulation 44 visits per month in line with the Children's Homes (England) Regulations 2015 .
You'll play a key role in ensuring the highest standards of care, safeguarding, and compliance are maintained across multiple residential homes...
joblookup.com -
City of London
The Compliance Director, Corporate Functions and Regulatory will oversee corporate functions compliance and regulatory programmes within this Global Investment Bank. This role in London requires expertise in risk and compliance to ensure regulatory...
cv-library.co.uk -
Taylor Root-City of London
Job Description
A leading international law firm in London is seeking a qualified lawyer to join its Compliance & Risk team. The team advises on a broad range of legal risk areas including regulatory compliance, conflicts, data privacy, client...
City of London
the regulatory compliance of marketing, sales, and product materials across global markets. Working within a well-established compliance team spanning both the UK and the US, you'll review client communications and fund marketing materials, ensuring alignment...
cv-library.co.uk -
Fidarsi-City of London
meets all regulatory requirements across the UK and international markets. This is your chance to build and shape the compliance strategy, with direct input into key decisions and the ability to influence how things are done.
Key responsibilities...
MERJE-City of London
environment and will play a crucial role in maintaining regulatory standards and fostering a culture of compliance across the business.Working closely with the GC, you will be responsible for:Maintaining a comprehensive understanding of applicable laws...
Britannia Financial Group Limited-City of London
in the City of London (EC3) and will be reporting to the Chief Executive Officer.
The Head of Compliance will be tasked with supporting the senior management to ensure an effective control and compliance with all regulatory aspects relating to Britannia’s...
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