Financial Conduct Authority Jobs
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Financial Conduct Authority (FCA) & Payment Systems Regulator (PSR)-London
of, and competition authority for, those systems. We protect people and businesses and promote competition and innovation in these systems and the markets that they support. We work closely with other regulators involved in this sector, notably the Financial Conduct...
theguardian.com -
HM TREASURY-1-United Kingdom
policy area, and the team responds to events in the financial system in real time.
We work closely with the financial sector's regulators, the Bank of England and the Financial Conduct Authority, the Financial Services Compensation Scheme...
Cardiff
knowledge of the General Insurance market
Experience in the intermediary market
Experience of managing relationships with brokers
Proven knowledge of Financial Conduct Authority (FCA) regulation
Knowledge and understanding of distributor business models...
cv-library.co.uk -
HM TREASURY-1-United Kingdom
and recommendations on topical and multifaceted issues.
• Maintaining strong relationships with colleagues across Government and the UK's financial regulators (particularly the Bank of England and Financial Conduct Authority) to help promote and strategically progress...
Dudley (West Midlands)
relevant financial regulations and industry standards, including FCA (Financial Conduct Authority) guidelines.
Maintain accurate records of client interactions, recommendations, and transactions.
Stay informed about regulatory changes and attend mandatory...
cv-library.co.uk -
WTW-Leeds
Conduct Authority's (FCA's) Senior Manager and Certification Regime and will be subject to the FCA's Conduct Rules.The Requirements
• Work place DC knowledge and experience gained in a Consulting environment
• Relevant professional exams e.g. PMI, CII...
London
and procedures
• Implement the second line financial crime control framework and conduct investigations
• Oversee suspicious activity investigations and produce professional reports
• Liaise with the Financial Conduct Authority (FCA) as MLRO
• Provide...
cv-library.co.uk -
Kensington Mortgage Company-Maidenhead
activity of the Company is the origination and servicing of mortgage assets. The Company is authorised by the Financial Conduct Authority for regulated activities. Overall Purpose of Job The Principal Business Analyst leads the review and analysis...
mindmatch.ai -
MONEYFACTS GROUP PLC-Norwich
and building society in the UK, the Bank of England, Financial Conduct Authority, Financial Ombudsman Service, HM Treasury, Prudential Regulatory Authority and UK Finance.
Our expert research team monitors the tens of thousands of mortgages, savings, credit...
PP Associates Ltd-Newmarket (Suffolk)
allocated tasks. Ability to work alone and as part of a team. Positive can-do attitude and strong team ethic. Honesty, integrity, reputation, competence/capability & financial soundness as required under the Financial Conduct Authority (FCA).
Be positive...
mindmatch.ai -
Croft & Co-Bideford
additional professional exams.
About the company
Croft IFA is an Independent Financial Adviser authorised & regulated by the Financial Conduct Authority. We are an independent, directly regulated, team of Financial Planners based in Bideford...
Project Recruit-Greater London
based on the FCA (Financial Conduct Authority) Conduct of Business Sourcebook.
• Experience with PEPs, Sanctions and Adverse Media screening.
• Experience of onboarding a variety of legal entity types from EMEA countries.
• Familiarity with (Markets...
Croft & Co-Bideford
Conduct Authority. We are an independent, directly regulated, team of Financial Planners based in Bideford, on the beautiful North Devon coast, with a longstanding client base in the Southwest, and further afield. Based at our current premises for over 20...
mindmatch.ai -
Pantheon-Greater London
reporting.
Prohibited Activities
Pantheon Ventures is authorised and regulated by the Financial Conduct Authority (FCA).
The incumbent of this position is prohibited from undertaking investment management or providing investment advice.
Key...
PP Associates Ltd-South East England
and deliver allocated tasks.
Ability to work alone and as part of a team.
Positive can-do attitude and strong team ethic.
Honesty, integrity, reputation, competence/capability & financial soundness as required under the Financial Conduct Authority (FCA...
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