Compliance officer - Michael Page - ref. k14790523
Michael Page London
About Our Client
A top-tier, US law firm.
Job Description- Ensure company policies and procedures comply with regulatory and ethical standards.
- Conduct thorough conflict and AML searches on new and existing clients and matters.
- Conduct client screening, sanctions screening, enhanced due diligence monitoring and other compliance research as required.
- Handling queries about client and matter inception, matter security and matter record maintenance.
- Manage and implement ethical walls and maintain relevant logs.
- Keep abreast of regulatory developments and industry trends within the compliance sector.
- Maintain the Terms and Conditions Register and Engagement Letter Register in Intapp Terms.
- Prepare and present reports to the management regarding the company's compliance status.
- Develop and implement effective risk management strategies.
- Respond to any compliance issues promptly and implement necessary corrective actions.
The Successful Applicant
A successful Compliance Officer should have:
- Relevant qualifications in law, business, or a related field.
- Proven experience in a similar role within the legal sector.
- Strong knowledge of industry laws and regulations.
- Excellent organisational and report-writing skills.
- Strong ethical standards and a high level of integrity.
- Ability to work independently and make sound decisions.
- A competitive salary.
- Opportunity to work in a leading US law firm.
- Flexible working hours and a supportive work environment.
- Opportunity for professional growth and development.
This is an exceptional opportunity for a Compliance Officer looking to advance their career in the legal industry. Apply now to join our dedicated team.
Lidl - Head OfficeLondon
Summary**
£27,500* - £37,400* per annum | 30 days’ holiday (pro rata) | 10% in-store discount | Pension scheme
Everyone who works at Lidl brings something unique to the table - but we also have a whole lot in common. We’re curious, collaborative,...
Michael PageCity of London, 2 mi from London
Keeping abreast of regulatory changes within the financial services industry.
• Managing relationships with regulatory bodies.
The Successful Applicant
A successful Risk and Compliance Officer should have:
• Relevant degree in Finance, Law, Business...
BCT ResourcingCity of London, 2 mi from London
Compliance Officer
City of London
£60,000 - £80,000 per annum
I am recruiting for a Compliance Officer for one of my well established Insurance clients in the city on a hybrid basis.
Duties include:
• Sanctions screening, referrals and performing...