City of London - Compliance Monitoring Associate

About Our Client

Our client is a reputable player in the investment management space, boasting a strong and committed team. Based in the City of London.

• Develop and maintain the compliance monitoring program
• Conduct regular compliance reviews and risk assessments
• Report on compliance activities and findings to senior management
• Assist in the development of compliance policies and procedures
• Collaborate with various departments to ensure compliance with regulatory requirements
• Provide compliance training to staff members
• Stay up to date on regulatory changes within the financial services industry

The Successful Applicant

A successful Compliance Monitoring Associate should have:

• A degree in law, finance, or related field
• Proven experience in a compliance role within the financial services industry
• Excellent knowledge of compliance regulations and standards
• Proficient in risk management and compliance software
• Strong analytical and problem-solving skills
• Excellent communication and interpersonal skills

• A competitive salary of around £45,000 - £55,000 per annum
• The opportunity to work in a hybrid working environment
• The chance to work in a professional and supportive team

If you are a skilled Compliance Monitoring Associate looking for a new challenge in the financial services sector, we encourage you to apply.