Regulatory & Compliance Officer

apartmentMaxAd Recruitment Ltd placeSutton scheduleFull-time calendar_month 

40,000 - £48,000 + Great Benefits

Are you ready to step into a high-impact role where your compliance expertise will directly shape the future of audit and advisory excellence An ambitious and rapidly growing full service accountancy practise is looking for a talented Regulatory Compliance Officer to join their dynamic team.£40,000 - £48,000 + Great Benefits

Are you ready to step into a high-impact role where your compliance expertise will directly shape the future of audit and advisory excellence

An ambitious and rapidly growing full service accountancy practise is looking for a talented Regulatory Compliance Officer to join their dynamic team. This is a rare opportunity to own and develop the compliance function within a business that genuinely values integrity, innovation, and continuous improvement.

In this newly created role, you’ll lead on all things compliance – from driving the implementation of ISQM 1 to managing robust AML frameworks; supporting accounts and audit teams in delivering outstanding, regulation-ready work. You’ll have real influence, variety in your day-to-day, and the freedom to make meaningful change.

What You’ll Be Doing

Spearheading the implementation and monitoring of ISQM 1 across audit operations
Leading AML compliance activities including CDD, EDD, SARs, and transaction monitoring
Conducting internal compliance audits and risk assessments to ensure robust regulatory control
Keeping compliance policies current and aligned with GDPR, POCA, FCA, and HMRC standards
Delivering training and guidance to audit and accountancy teams

Acting as the key contact for regulatory inspections and external bodies such as ICAEW and FRC

What You’ll Bring

A degree in Law, Finance, Accounting or similar
A recognised compliance qualification e.g., ICA, CISI, or equivalent
At least 3 years’ experience in a compliance role within accountancy or professional services
In-depth knowledge of AML frameworks, ISQM 1, and audit regulation
A proactive, organised, and collaborative approach
An accounting qualification ACA, ACCA, or equivalent - Desirable

Experience with compliance software e.g., CaseWare, SmartSearch, Inflo - Desirable

Why Apply

Generous holiday allowance 25 days + bank holidays
Flexible working hours and hybrid options to suit your lifestyle
Health Cash Plan to support your wellbeing
Ongoing training, CPD, and professional development support
A supportive, inclusive, and ambitious culture where your voice will be heard

The chance to truly shape the compliance landscape within a growing firm

This role offers the chance to do meaningful, high-level work in a collaborative environment where compliance is seen as a true business enabler — not just a box-ticking exercise. If you're looking for a position where your expertise will be respected, your ideas welcomed, and your development genuinely supported, this is a unique opportunity to take the next step in your career.

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