Investment Banking Wholesale Conduct Risk
Oliver James Associates Ltd. London Permanent
Conduct Risk Associate DirectorInvestment & Wholesale BankingLocation: LondonFocus Areas: Market Abuse, Conflicts, Trade & Market SurveillanceI am looking for a talented and technically astute senior conduct risk professional with specific experience in the Investment and Wholesale Banking sector.Strong, hands-on expertise in Market Abuse, Conflicts of Interest, Trade and Market Surveillance is essential to this role.
You will be able to provide pragmatic and workable solutions to FCA regulations and manage senior stakeholders effectively.My client is a market-leading brand which offers long-term career opportunities not just in the UK but also overseas.
London
PMP, Prince 2) is a plus.
• Minimum of 5 years of project management experience in the IT field, preferably within the financial services sector (Private Equity / Investment Management / Investment Banking) or NGO organisation.
• Strong familiarity...
London
Headhunting experience in the Investment Banking sector
• Experience working in a matrixed organisation
• Strong administration and negotiation skills
• Previous experience managing relationships with sophisticated/senior stakeholders
• Previous experience...
ENGINEERINGUKLondon
You will need to login before you can apply for a job.Sector: Banking and Financial ServicesRole: ManagerContract Type: PermanentHours: Full TimeAbout this roleIndex Strategies Investment Risk, Analyst / AssociateWhat we doBlackRocks business...