Compliance Manager - Financial Planning
Michael Page City of London
About Our Client
Our client is a large organisation within the financial services industry. They have an expansive presence in London, providing a range of financial planning services to their clientele.
Job Description- Oversee and manage all aspects of compliance within the financial planning department.
- Develop and implement robust compliance procedures to mitigate risks.
- Stay abreast of regulatory changes within the financial services industry and adjust strategies as necessary.
- Provide compliance training and guidance to the financial planning team.
- Collaborate with other department heads to ensure company-wide compliance.
- Prepare and present compliance reports to senior management.
- Handle any compliance-related issues that arise promptly and professionally.
- Continuously improve the compliance programme to enhance efficiency and effectiveness.
The Successful Applicant
A successful Compliance Manager should have:
- An educational background in finance, law, or a related field.
- Proven experience in a compliance role within the financial services industry.
- Excellent knowledge of regulatory standards and procedures in financial services.
- Strong leadership and team management skills.
- Exceptional communication skills, both written and verbal.
- Strong problem-solving abilities and a proactive approach to work.
- An estimated annual salary range of £70,000 - £80,000
- Hybrid working.
- City of London office.
- An inclusive and supportive company culture.
This is a fantastic opportunity to join a reputable company in the financial services industry based in London. We encourage all suitable candidates to apply for this Compliance Manager role.
London, 2 mi from City of London
EXCLUSIVE: PART TIME SENIOR COMPLIANCE MANAGER – FUND MANAGEMENT EXPERIENCE REQUIRED
£150K + Bonus & Bens (3d pw pro rata ) HYBRID (LONDON)
REF:4096D
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