Member Oversight Analyst Entry Level/Graduate

Job Purpose

The Member Oversight Analyst will demonstrate excellent analytical and investigative skills, will be proficient in writing reports, strong interpersonal skills, an interest in finance, and have a keen aptitude for research.

• Administration and coordination of Member monitoring and outreach programmes
• Attend and lead client-facing engagements with senior stakeholders at Member firms, such as high frequency traders, brokerages, investment banks and proprietary trading firms
• Assisting with the review and processing of new Membership applications
• Compiling and analysing relevant Member data/metrics
• Preparing reports for colleagues and senior management
• Project management, including coordinating internal and external meetings
• Providing excellent customer service, responding to telephone and email enquiries from Members and market participants
• Issuing correspondence to Members and otherwise assisting with Exchange investigations in relation to suspected instances of rule breaches
• Maintenance of internal policies and procedures

• Educated to degree level or equivalent (Finance/Mathematics/Economics/Law/Engineering/ or similar)
• Strong IT literacy skills (
• Excellent report writing skills and attention to detail
• Excellent interpersonal and communication skills, interacting effectively at all levels, including with external stakeholders
• Proficient at identifying various issues and working efficiently to resolve problems
• Enthusiastic approach and a drive to continually improve and develop working practices and industry knowledge
• Strong organisational skills; ability to manage multiple tasks under pressure and to deadlines

Schedule

This role offers work from home flexibility of 1 day per week.