Senior Risk and Compliance Assistant
Technology and Risk Recruitment LTD London Permanent
Our client, a highly reputable law firm are growing their Risk & Compliance team across multiple offices and are in need of a Senior Risk & Compliance Assistant. London is the head office but there are other offices in the South West and South East regions you could be based, on a hybrid basis.
The Role: Develop and maintain a strong understanding of the firm s AML policies and procedures. Keep up to date with prevailing AML regulations. Assist the AML Manager in monitoring compliance of the firm s risk procedures. Including: CDD, Source of Funds and High-Risk client forms.
Conduct screening to identify PEPs, sanctions concerns, and other regulatory and reputational risks. Responding to and resolving AML queries. Profiling and organising client KYC in the correct manner. Assist with running conflict checks and analysing the results, escalating when required.
The Role: Develop and maintain a strong understanding of the firm s AML policies and procedures. Keep up to date with prevailing AML regulations. Assist the AML Manager in monitoring compliance of the firm s risk procedures. Including: CDD, Source of Funds and High-Risk client forms.
Conduct screening to identify PEPs, sanctions concerns, and other regulatory and reputational risks. Responding to and resolving AML queries. Profiling and organising client KYC in the correct manner. Assist with running conflict checks and analysing the results, escalating when required.
Key Skills / Experience Required: Good legal knowledge Good risk & compliance knowledge from a law firm or legal services environment. Good AML, CDD, PEPs, Sanctions, Conflicts and source of funds experience. Should you feel you have the right skills / experience please apply and you will be contacted by James Evans from TRR.
Heat Recruitment LtdLondon
Risk & Compliance Assistant - Legal Location: Manchester (Hybrid Available) Salary: 30k- 40k DOE plus bonus Experience required: Five years Litigation experience required Well established firm who is a market leader in their field is looking...
Epsomedical LtdCobham (Surrey), 17 mi from London
Job Overview
We are seeking a detail-oriented and proactive Compliance Assistant to join the team in our well-established Day Surgery Unit. The ideal candidate will play a crucial role in ensuring that our operations adhere to regulatory standards...
Michael PageLondon
for improvement.
• Assisting the compliance team in developing and maintaining internal compliance policies and procedures.
• Acting as a point of contact for external regulators.
• Staying abreast of changes to regulations affecting the firm and reporting...