Regulatory Compliance Analyst Jobs in City of London
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Search results - Regulatory Compliance Analyst Jobs in City of London
City of London
Compliance Analyst
Hybrid
The Role:
The Regulatory Compliance function supports the implementation and oversight of a robust framework, proactively ensuring regulatory compliance and maintaining regulatory relationships effectively.
The role...
cv-library.co.uk -
Pavilion Recruitment Solutions-City of London
Lloyds Specialty Insurer who are after a Senior Compliance Analyst to join their regulatory team.
Role Responsibilities:
• Provide up-to-date guidance to underwriters and claims staff to ensure adherence to applicable financial and trade sanctions...
Larbey Evans-City of London
of relevant regulatory and compliance changes/developments and monitoring how this will affect firm policy;Advising on policy changes that will need to take place in line with regulatory developments and changes in law as required and draft amendments...
mindmatch.ai -
Edenbrook-City of London
sentiment to inform strategic decisions.
• Ensure compliance with regulatory requirements relating to investor relations and financial reporting.
• Organise and participate in investor meetings, conferences, and roadshows.
The Ideal Candidate...
City of London
This is an excellent opportunity for a detail-oriented individual with a strong background in financial planning and regulatory compliance.
Key Responsibilities of the Business Assurance Analyst:
Review suitability reports pertaining to money purchase pensions, ISAs...
cv-library.co.uk -
Larbey Evans-City of London
to:
• Keeping abreast of relevant regulatory and compliance changes/developments and monitoring how this will affect firm policy;
• Advising on policy changes that will need to take place in line with regulatory developments and changes in law as required...
City of London
Job title: Loans Operations Analyst
Location: London
Duration: 6 months initially
Adecco is an employment consultancy. We put expertise, energy, and enthusiasm into improving everyone's chance of being part of the workplace. We respect...
cv-library.co.uk -
CommuniTech Recruitment Group-City of London
requirements together with all regulatory and statutory requirements.
• Provide domain knowledge and analysis capability, typically to identify additional business opportunities.
• Offer an independent review, including quality assurance.
• Manage business...
Blenheim Underwriting Limited-City of London
responsibilities: Ensure compliance with company and other relevant standards and regulations.Ensure compliance with relevant PRA and FCA conduct rules.Responsibility for the proper performance of all regulatory roles held in the course of employment.Responsibility...
mindmatch.ai -
CommuniTech Recruitment Group-City of London
the identified business need
• Review design and analyse impact of design decisions on requirements and stakeholder communications.
• Ensure compliance with Group policy, standards and reporting requirements together with all regulatory and statutory requirements...
Finitas-City of London
of industry best practices and regulatory frameworksConfidence in making decisions and working independentlyEfficiently conducting gap analyses and summarising risk from various sourcesThorough knowledge of the FCA Rulebook, including Consumer Duty, BCOBs...
mindmatch.ai -
Blenheim Underwriting Limited-City of London
to work collaboratively with other teams to achieve common goals.
6. Ensure compliance with company and other relevant standards and regulations.
Key technical skills, knowledge, and professional qualifications required:
1. Professionally qualified...
Finitas-City of London
DMLRO
• Demonstrated understanding of industry best practices and regulatory frameworks
• Confidence in making decisions and working independently
• Efficiently conducting gap analyses and summarising risk from various sources
• Thorough knowledge...
City of London
We are inviting applications for Transaction Monitoring Officer/Analyst for an international bank based in city London. We need minimum 3 years experiences for Transaction Monitoring position in a Bank.
Job Role
Purpose of the role is to perform...
cv-library.co.uk -
Finitas-City of London
DMLRO
• Demonstrated understanding of industry best practices and regulatory frameworks
• Confidence in making decisions and working independently
• Efficiently conducting gap analyses and summarising risk from various sources
• Thorough knowledge...
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