Regulatory Compliance Manager Jobs in City of London
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Search results - Regulatory Compliance Manager Jobs in City of London
KennedyPearce Consulting-City of London
and they are offering a competitive salary dependent upon experience. They also offer a discretionary bonus scheme. Working model is 5 days in the office.
As a Deputy MLRO/Compliance Manager you will be responsible for:
Providing oversight of the Compliance...
Meraki Talent-City of London
a seamless and high-quality client experience. At the same time, it upholds the highest standards of regulatory compliance, governance, and operational integrity.
Core responsibilities include overseeing client onboarding, managing account lifecycles...
KennedyPearce Consulting-City of London
and they are offering a competitive salary dependent upon experience. They also offer a discretionary bonus scheme. Working model is 5 days in the office.
As a Deputy MLRO/Compliance Manager you will be responsible for:
Providing oversight of the Compliance...
MERJE-City of London
Job Description
MERJE are working with a top-tier hedge fund in their search for a Regulatory Lawyer to join its Legal & Compliance team in London. This is a critical role where you will be heavily involved in the firm’s trading strategies whilst...
KennedyPearce Consulting-City of London
and they are offering a competitive salary dependent upon experience. They also offer a discretionary bonus scheme. Working model is 5 days in the office.
As a Deputy MLRO/Compliance Manager you will be responsible for:
Providing oversight of the Compliance...
Finitas-City of London
in Sanctions and Financial Crime screening practices.
• Ensuring compliance with service levels for completing Due Diligence processes
• Staying updated on global regulatory and legal changes and inform team manager of any emerging matters.
• Collaborating...
City of London
Our client a leading global commodities firm are recruiting for a Compliance Manager to join their compliance team and will be based in the City of London.
Client Details
Our client are a leading global commodities firm based in the City of London...
cv-library.co.uk -
IDEX Consulting Ltd-City of London
Job Description
Compliance Director – 12 Month Fixed Term Contract
Location: London – Hybrid Working
We are exclusively partnered with a leading MGU (Managing General Underwriter) to appoint a Compliance Director for an initial 12-month fixed...
Oakleaf Partnership-City of London
and outstanding pension contributions
Sector: Financial Services | Specialism: Reward Governance & Regulatory Compliance
I am currently supporting a leading financial services client in the search for a highly capable Remuneration Governance & Regulatory Manager...
InvestEngine-City of London
with the FCA regulations, industry standards, and internal policies.
• Support the production of regular compliance reports for senior management and regulatory bodies, highlighting risks, issues, and providing actionable recommendations for improvement...
Hays-City of London
Distinctively cultured wealth management firm seeks a Senior Compliance Advisory Team Lead to deliver regulatory advice and guidance to the wider business. Reporting to the Head of Compliance with an experienced team of direct reports underneath...
City of London
to understand the key compliance &, identify any new or emerging risk areas .
• Manage compliance aspects relevent to the FCA such as regulatory requirements adherence, governance, monitoring and updating key internal policies.
• Investigate EU initiatives...
cv-library.co.uk -
Upward Trend-City of London
implementation of regulatory changes and ongoing improvement of compliance systems.
Education & Experience
• 3 years’+ experience of compliance or financial regulatory matters at an asset manager, bank, law firm, regulator, consultant, or other relevant...
City of London
with the Team Manager
• Give guidance on available qualifications and regulatory benefits
• Complete KYC (know your client) screening checks
• Progress applications from inception to completion
• Updating data on the system and Excel trackers...
cv-library.co.uk -
KennedyPearce Consulting-City of London
and they are offering a competitive salary dependent upon experience. They also offer a discretionary bonus scheme. Working model is 5 days in the office.
As a Deputy MLRO/Compliance Manager you will be responsible for:
Providing oversight of the Compliance...
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